- Citigroup (Tampa, FL)
- …The role requires being a very strong ability to draft first-rate materials for senior regulatory governance forums and to employ a very high level of exactitude ... The VP for Governance of Citibank North America ('CBNA') -aligned regulations...complex concepts in an easy to understand manner. Considerable regulatory consulting experience would thus be a distinct advantage.… more
- Morgan Stanley (Tampa, FL)
- …Stanley sponsored benefit programs. **Job:** **Wealth Management* **Title:** *Financial Crimes Governance and Program Management, Vice President * ... negative news processes for Morgan Stanley. The Financial Crimes Governance and Program Management function is a component of...related action items. The VP will lead coordination of regulatory exams and internal audits. * *Risk Appetite and… more
- Morgan Stanley (Tampa, FL)
- …**Title:** *Financial Crimes Governance - Procedure Management, Assistant Vice President * **Location:** *Florida-Tampa* **Requisition ID:** *3248606* **Other ... Crimes Governance and Program Management ProcedureAVP will:* * Assess regulatory , policy, and technology changes that impacts first-line financial crime risk… more
- Citigroup (Tampa, FL)
- …risks and it provides independent review and challenge to the first-line activities. Vice President in the Banking Book Risk Measurement / Quality Assurance ... must be able to utilize thorough understanding of methodologies, relevant regulatory requirements, and governance control processes for independent risk… more
- Morgan Stanley (Tampa, FL)
- …**Job:** **Wealth Management* **Title:** *Workforce Forecasting/Management - Assistant Vice President * **Location:** *Florida-Tampa* **Requisition ID:** ... to the existing forecasting tool * Contribute to a robust forecasting governance framework * Maintain documentation related to the forecasting tool, subsequent… more
- MUFG (Tampa, FL)
- …and enhance the MUFG working environment by establishing a system of governance , evaluating existing and future risk, and validating compliance to Information ... and leverage response playbooks with key stakeholders + Crosswalks security governance leveraging multiple security compliance frameworks and regulations to ensure… more
- Citigroup (Tampa, FL)
- …/or other team members. + Assist with other MCA Transformation program governance activities, as required, including regulatory and senior management reporting ... of key metrics, and ensuring that all MCA transformation regulatory obligations are met. This role will be focused...role will also assist, as necessary, with overall program governance of the MCA transformation program to ensure that… more
- MUFG (Tampa, FL)
- …Operational Risk space + Support other requests as assigned by the ORM Governance Director. In addition, you will develop regulatory responses, risk management ... provide more details. **Job Summary:** Reporting to the Operational Risk Management Governance Director this role will be focused on managing the Assessment function… more
- Citigroup (Tampa, FL)
- …Which provides coverage of Finance wide change initiatives, Finance Data Governance , and the Finance Controls functions. **Responsibilities:** + Delivers on time ... high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations, as well as business monitoring and … more
- MUFG (Tampa, FL)
- …reports and/or report content for inclusion in QA Team presentations to governance bodies and impacted business units. Teamwork (10%) Maintain effective working ... to: * TTM rapid rating deterioration (Pass to non-Pass) * Regulatory rating assessment/conclusions * Internal rating (BR/ASR, etc.) assessment/conclusions *… more
- MUFG (Tampa, FL)
- …assess and evaluate the effectiveness of the Bank's Data or Change Management governance , risk management and control processes. This role includes, but is not ... with documented results that adhere to methodology, applicable standards and regulatory requirements, using appropriate business and technical language. + Document… more
- MUFG (Tampa, FL)
- …activities designed to evaluate and assess the effectiveness of the Bank's governance , risk management and control processes. This role includes, but is not ... and/or symptoms of process control breakdowns. + Assess the business' governance , risk management and control environment and generate insightful, meaningful… more
- MUFG (Tampa, FL)
- …professionals to provide guidance and support to operational, business and regulatory teams and will perform expert level database security incident response ... to demonstrate and provide evidence of security controls are adherence to regulatory compliance. + Executing and enhancing monitoring systems used to detect and… more
- JPMorgan Chase (Tampa, FL)
- …program oversight and execution + Design and implement control frameworks, governance , and metrics + Manage control-related activities, including operational risk ... efficacy, and sustainability of control changes due to ineffectiveness or regulatory /policy changes + Manage Audit/Compliance/ Regulatory reviews + Perform root… more
- MUFG (Tampa, FL)
- …professionals to provide guidance and support to operational, business and regulatory teams and will perform expert level database security incident response ... to demonstrate and provide evidence of security controls are adherence to regulatory compliance. + Executing and enhancing monitoring systems used to detect and… more
- MUFG (Tampa, FL)
- …change initiatives + Support / execute SLoD ORM roles defined by Risk Governance Processes (eg Risk ID, Strategic Planning review, LoB RAS review and challenge, ... of 7-10 years' experience in operational risk management, internal audit, consulting, regulatory or related field applicable to the business coverage areas described… more
- MUFG (Tampa, FL)
- …controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ... collaboratively with risk and control team to execute against technology risk governance procedures + Coordinate required meetings, reviews, and scheduling needs +… more
- MUFG (Tampa, FL)
- …a highly secure system through proper security practices to ensure security and regulatory compliance requirements are met + Mentor less experienced team members and ... of AWS and Azure implementations including, + Azure active directory, data governance , resource manager, container services, and configuration manager. + AWS IAM &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … across the Operations Division of Raymond James & Associates reporting into the Vice President , Operations Risk & Control. This role requires a comprehensive ... TN, or Southfield, MI._ **Job Summary:** The Manager of the Operations Control Governance Team leads a team responsible for overseeing core control governance… more
- Citigroup (Tampa, FL)
- …Digital Solutions. The VP-IA Strategy & Change Management will report to the Senior Vice President (SVP) of IA Strategy & Change Management. Internal Audit is ... aligning IA initiatives with Citi's overall business strategy, will implement a defined governance for the IA projects with success metrics, will promote the change… more