- Bank of America (Charlotte, NC)
- Regulatory Reporting Operations Professional Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... with the introduction of new initiatives, systems, products, services, and processes. The Regulatory Reporting Operational Professional is part of the Equity… more
- Bank of America (Charlotte, NC)
- …experience; Professional qualifications (CPA) preferred * Global Markets, Risk/Compliance Operations and regulatory reporting experience * Ability to ... Sr Data Analyst - Non-Financial Regulatory Reporting Charlotte, North Carolina;New York,...Reporting and analytics experience within FLU/CF, Finance or Operations * Hands on approach with controls and process… more
- US Bank (Charlotte, NC)
- …plan. - Preparing and reviewing board, committee, and other stakeholder reporting for completeness, consistency with other internal audit materials, and accuracy ... the most up-to-date information, not limited to information internal audit is reporting . - Interacting regularly with business line and risk management leaders,… more
- US Bank (Charlotte, NC)
- …experience - Relevant Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance, Lending, Operations , Risk Management, Merchant Acquiring, ... causes. - Assisting the audit team management in the reporting and wrap-up phases of audits. Includes assisting with...internal controls. - CIA, CPA, CRCM or other relevant professional designation or advanced degree. - Excellent verbal and… more
- Duke Energy (Charlotte, NC)
- …II will be responsible for accounting, financial analysis, budgeting, and financial reporting support of the Transmission Florida organization within Power Grid ... Operations . This position works closely with the business partners...complex problems. Responsibilities Ensure timely and accurate analysis and reporting : + Provide and present accurate and relevant financial… more
- Regions Bank (Charlotte, NC)
- …position must be within a reasonable driving distance to a Branch, Consumer Operations , or Professional Office Building with the primary locations being for_ ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Bank of America (Charlotte, NC)
- …and products. The Project Management function supports the Non-financial Regulatory Reporting , Tax and Credit Reporting Operations portfolio of change ... to recruit a Project Manager to support the 'Non-Financial Regulatory Reporting (NFRR) Change Management program, which...4 years of project management experience * Understanding of Operations processing & regulatory requirements * Track… more
- US Bank (Charlotte, NC)
- …audit experience and expert understanding of applicable laws, regulations, financial services, and regulatory trends that impact Operations . + Five or more years ... for providing strategic direction, leadership, and coordination of the US Bank Operations risk-based audit plan. Operations includes but not limited to,… more
- US Bank (Charlotte, NC)
- …join our growing team of audit professionals within the Digital, Technology and Operations Services team. This role will support development and implementation of an ... audit coverage strategy for Transformation and Enablement, Operations Risk Office and Operations Chief Administrative...causes. + Assisting the audit team management in the reporting and wrap-up phases of audits. Includes assisting with… more
- USAA (Charlotte, NC)
- …or a military spouse/domestic partner + Professional experience within Fraud Operations , understanding of regulatory impacts on Fraud + Experience within ... so special! As a dedicated Manager of Bank Business Operations , you will directly manage a group of non-member...performance and risk indicators. + Ensures team is using reporting , data, and analytics to measure process and project… more
- US Bank (Charlotte, NC)
- …**Primary Responsibilities:** 1. Monitor and engage in audits impacting Operations , including collaboration with other CAS teams/subject matter experts 2. ... which effectively achieve audit objectives. 4. Assisting the managers in reporting and wrap-up phases of audits. Includes appropriate disposition of issues… more
- US Bank (Charlotte, NC)
- …Risk Appetite Statement, relevant policies and framework documents, and risk reporting . * Monitor business line and enablement function issue remediation activities ... - Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable… more
- Truist (Charlotte, NC)
- …reconcilement controls. + Recommend control refinements as products, processes, GAAP, regulatory reporting requirements or corporate policies change. + Design, ... assigned areas of responsibility. + Maintain a working knowledge of GAAP and regulatory reporting requirements applicable to assigned areas of responsibility. +… more
- City National Bank (Charlotte, NC)
- …methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations. The position will facilitate audit execution ... (FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination… more
- US Bank (Charlotte, NC)
- … Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation, Investments, Wealth Operations , Private Banking) * Capital Market laws and regulations (eg, Broker ... Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and… more
- US Bank (Charlotte, NC)
- …where USB owns a majority (controlling) interest. This position supports the CAS Operations audit team, with a primary focus on claims, disputes, complaints, and ... card operations processes. The Senior Audit Manager will lead a...risks by routinely interfacing with independent peer banks on regulatory trends. Also includes adjusting the Audit Plan when… more
- US Bank (Charlotte, NC)
- …manager that has strong knowledge of audit, risk management, and regulatory expectations at large financial institutions, with specific knowledge and experience ... key emerging/evolving risks by routinely interfacing with independent peer banks on regulatory trends. Also includes adjusting the Audit Plan when appropriate and… more
- Regions Bank (Charlotte, NC)
- …This position must be within a reasonable driving distance to a Branch, Consumer Operations , or Professional Office Building with the primary location being for ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- US Bank (Charlotte, NC)
- …(HR) and Legal is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director. This role supports ... audit leader that has strong knowledge of audit, risk management, and regulatory expectations (eg, Office of the Comptroller of Currency's Heightened Standards and… more
- Lincoln Financial Group (Charlotte, NC)
- …on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group. The Investment Accounting and Reporting ... will gain experience in a wide array of areas including financial reporting , investment accounting, financial analysis, amongst other valuable skills. The team… more