- Citigroup (New York, NY)
- …solutions, communicating project results, and obtaining buy-in for change **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk ... organizational, follow-up and time management skills **Job Family Group:** Risk Management **Job Family:** Regulatory Risk...**Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time **Primary… more
- Catholic Health Services (Roslyn, NY)
- …strengthen their credentials. Job Details The Director of Risk Management and Regulatory Affairs (Patient Safety Officer /Privacy Officer ) serves as an ... accessible resource to the hospital and community on risk management and regulatory issues. Responsibilities will include: Oversight of the development and… more
- Morgan Stanley (New York, NY)
- …process that requires escalation from the Complex to the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices Provides ... *POSITION SUMMARY:* The Private Wealth Management Senior Risk Officer is responsible for a...Risk Officers within the Complex to ensure consistent regulatory and compliance practices * Ensures procedures are in… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... rule, or regulation and design and delivery of a risk management framework that maintains risk levels...relevant changes to rules/regulations and other industry news including regulatory findings. + Providing oversight and guidance over the… more
- Bank of America (New York, NY)
- Global Markets Credit - Hedge Funds Credit Risk Officer , Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** At ... on but not limited to credit, market, and reputational risk ; as well as adherence or monitoring of credit...(TOH) and Line of Business (LOB) specific reports or regulatory related reporting. Responsible for all aspects of the… more
- Citigroup (New York, NY)
- …a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides ... ("Business Head") in managing and mitigating operational, compliance and regulatory risks, and executing risk and control...operational, compliance and regulatory risks, and executing risk and control responsibilities for the business as a… more
- Bank of America (New York, NY)
- Vice President - Credit Risk Officer , Global Markets Credit New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... will also assist with periodic reporting requirements, policy and procedure updates, risk rating scorecard maintenance, regulatory inquiries, limit requests, and… more
- HSBC (New York, NY)
- … inquires and examinations + Supporting the discharge of Chief Compliance officer regulatory duties (includes day-to-day activities of issue management and ... will have responsibility for working with the advisory compliance officer responsible for coverage of the Futures and Options...regulations as well as providing support in responding to regulatory inquiries and examinations. In this role you will… more
- Bloomberg (New York, NY)
- …and business leaders to develop solutions that allow Compliance teams to minimize regulatory risk with maximum efficiency + Have strong awareness of the ... Product Owner & Senior Compliance Officer - Regulatory Technology - Legal...key stakeholders in other functions such as Electronic Trading Risk and Product, Global Data, and Sales to deliver… more
- Citigroup (New York, NY)
- …As part of In Business Risk team is looking for subject matters experts/Business Risk Senior Officer in Market Risk Data senior to join SWAT team ... The Global Markets In-Business Risk (IBR) is Front Office 1stLine of Defense...of critical deliverables that impact IBR framework. + Drive IBR/ Regulatory priorities by working with Markets and 2nd line… more
- Citigroup (Queens, NY)
- Citibank, NA seeks a Risk Policy Senior Officer I for its Long Island City, NY location. Duties: Lead in the development, execution, review, and challenge of ... of project management responsibilities to ensure that action is taken on Independent Risk Model Oversight (IRMO) and Independent Risk Oversight Council (IROC)… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you would be at ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...tools such as Alteryx & Tableau + Knowledge of regulatory requirements for fixed income portfolio, including Comprehensive Capital… more
- Citigroup (New York, NY)
- …across the Global Equities business, central Markets teams, Independent Compliance Risk Management, Internal Audit, Bank Regulatory Legal and participate ... areas. Ideal candidates should have some experience in designing and implementing risk and governance programs that meet regulatory expectations, for example… more
- Citigroup (New York, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... in support of strategic business objectives. + Accountable for monitoring regulatory developments for changes in regulation and interpretive guidance. + **Key… more
- Citigroup (New York, NY)
- This new role is part of the Markets Price Risk and Control Data Execution team supporting the Price Risk Initiative. 'Price Risk ' includes all aspects of ... and Second Line functions, and the initiative sets out to improve and enhance risk management controls and processes across ICG businesses. Price Risk and… more
- City of New York (New York, NY)
- …health of all New Yorkers. Driven by information about attackers, using a risk -based and cost-effective approach, investments will be made in people, processes, and ... Governance: Establish and maintain governance frameworks to ensure compliance with regulatory requirements, industry standards, and internal policies within the IT… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... ensure our organization remains in compliance. The Chief Compliance Officer of PAS will also play a key role...employees regarding violations of firm policy and procedures and, regulatory requirements. Candidates must have a broad knowledge of… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more