- Lennar Homes (White Plains, NY)
- …Achieve a consistent standard of quality throughout the region in meeting regulatory agency requirements for dust control and stormwater runoff. Assist ... which includes stormwater management, air quality compliance, spill prevention control and countermeasures, and environmental due diligence modules. Have working… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:The TeamThe Regulatory Reporting Technology team is part of the broader Fidelity Brokerage Technology group. As a team we partner closely with ... Fidelity Capital Markets (FCM) to build and maintain regulatory reporting capabilities to meet the strict requirements of our regulators. As a team, we strive to… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …who support clients (brokerage firms and investment advisors) in selling restricted / control securities for their client s pursuant to SEC regulations and insider ... team of professionals delivering excellent service with a keen eye towards regulatory compliance. You will provide supervision, mentorship, education to your team.… more
- Quarterra (White Plains, NY)
- …general cleaning, and painting curbs and signage. Support cost-cutting and expense control programs by fixing rather than replacing parts, when possible, not being ... policies and procedures by monitoring and ensuring compliance with regulatory requirements, organizational standards, and operational processes related to area(s)… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …to deliver software with a high degree of automationProficient with version control systems and can handle development for multiple releases in parallelHave the ... best of working offsite with maximizing time together in person to meet associate and business needs. Currently, most hybrid roles require associates to work onsite… more
- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- Organon & Co. (Jersey City, NJ)
- **Job Description** **The Position** The Associate Principal Scientist is responsible for developing and implementing Regulatory CMC strategies for assigned ... in accordance with global regulations and guidance's, and Company procedures. The Associate Principal Scientist will lead the preparation and submission of CMC… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- SMBC (Jersey City, NJ)
- …Preparing and reviewing supporting documentation on processes, methodologies, and the control environment + Participate in the data requirements and issues ... management process for liquidity regulatory reporting including FR2052a + Participate in the design...his/her team. Oversee the review and maintenance of the regulatory reporting requirement's calculation rules. **Qualifications and Skills** +… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- JPMorgan Chase (New York, NY)
- …and risk management capabilities across a full spectrum of asset classes. As a Control Management Associate , you'll be responsible for ensuring the line of ... This role is within Business Control Management (CM) covering the North America Credit...audits and testing as well as assist in business regulatory exams **Required Qualifications, Skills and Capabilities:** + Bachelor's… more
- JPMorgan Chase (New York, NY)
- …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. The role...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- JPMorgan Chase (New York, NY)
- …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for JPMorgan Chase & Co. (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. ... that embrace teamwork and innovation. As a product owner associate on the Controls Room team you will assist...in the overall objective to empower the firm's broader Control Management organization with risk-based information to manage their… more
- Mizuho Corporate Bank (Jersey City, NJ)
- The Assistant Vice President of the Credit Control Unit/Loan Control ("CCU"/"LC") is responsible for supporting daily operations performed by the CCU/LC. The ... and open items reconciliation efforts. + Support efforts to complete assigned regulatory reporting requirements in an accurate and timely manner. + Strengthen… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Regulatory /Audit Response Associate with a minimum of 5 years' experience in ... regulatory and audit requests and efforts to address control gaps. This role will work closely with IT... and compliance contents and result + Support internal regulatory and financial reporting control testing, identification… more
- City of New York (New York, NY)
- …also provide important community open spaces and a diverse wildlife habitat. The Associate Public Health Sanitarian II is responsible for assisting the Bureau of ... actions associated with safety and environmental assessments, inspections, incidents, and regulatory deficiencies. - Perform field work at the various locations… more
- TD Bank (New York, NY)
- …key market risks in all trading portfolios in TDS through the identification, understanding and control of these risks. The Associate - Risk TDS will serve as a ... this role **Job Description:** **Preferred Qualifications:** We are looking for a Risk Associate to focus on Non-Trading Market Risk (or Interest Rate Risk on… more
