- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- Santander US (New York, NY)
- Associate , Business Control & Risk Management New York, United States of America The Associate , Business Control & Risk Management operates within the ... the Associate works to identify, assess key risks and control effectiveness throughout the assigned business line by driving business unit adherence… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- Santander US (New York, NY)
- Associate , Business Control & Risk Management- Corporate & Investment Banking New York, United States of America The Associate , Business Control & Risk ... the Sr. Associate works to identify, assess key risks and control effectiveness throughout the assigned business line by driving business unit adherence with… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (New York, NY)
- …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. The role...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- JPMorgan Chase (New York, NY)
- …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The VP, Regulatory Reporting will lead the preparation of certain Fed & OCC reporting in accordance with US GAAP and ... FRY-11, FFIEC009, FR Y-14Q & FR Y-15, reporting directly to VP, Regulatory Reporting Leader. This role is responsible for researching, interpreting and assessing… more
- PSEG (Hicksville, NY)
- …well as the attention, camaraderie and care for one another you might typically associate with a small business. Our focus on combatting climate change through clean ... PSEG. **Job Summary** This position is responsible for providing regulatory policy and technical support to the overall Management...you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Regulatory /Audit Response Associate with a minimum of 5 years' experience in ... regulatory and audit requests and efforts to address control gaps. This role will work closely with IT... and compliance contents and result + Support internal regulatory and financial reporting control testing, identification… more
- City of New York (New York, NY)
- …also provide important community open spaces and a diverse wildlife habitat. The Associate Public Health Sanitarian II is responsible for assisting the Bureau of ... actions associated with safety and environmental assessments, inspections, incidents, and regulatory deficiencies. - Perform field work at the various locations… more
- Bank of America (New York, NY)
- … control processes including legal financial books and records, valuations control , regulatory matters, forecasting, P&L explain, and balance sheet analysis. ... Global Credit BFC Product Associate New York, New York **Job Description:** At...(P&L) attributes and balance sheets, assist in production of regulatory matters analysis, and perform critical testing and calculations.… more
- Stryker (Mahwah, NJ)
- …are 10 reasons to join our Regulatory Affairs/Quality Assurance team: https://www.strykercareersblog.com/post/10-reasons-to-join-strykers- regulatory -affairs-team ... Fortune Magazine! Learn more about our award-winning organization by visiting stryker.com ** Associate Manager, Quality Assurance NPI (Hybrid)** Stryker is hiring an … more
- JPMorgan Chase (New York, NY)
- …and Governance (ESG) Reporting and Controller Team is seeking to hire an Associate who is passionate about leveraging their expertise to prepare, review and validate ... supporting the progress toward the firm's ESG commitments and targets. As an Associate on the Environmental, Social & Governance Controller Team, you will support… more
- City of New York (New York, NY)
- …regulatory requirements. OQA & FI is recruiting for one (1) Principal Administrative Associate III to function as a Quality Control Case Review Supervisor who ... Job Description APPLICANTS MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE. The Office of Quality Assurance & Fiscal Integrity (OQA &… more
- City of New York (New York, NY)
- …city regulatory requirements. OQA&FI is recruiting for (2) two Principal Administrative Associate II to function as a Quality Control Case Reviewers, who ... Job Description YOU MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE The Department of Social Services Accountability Office (DSS-AO)… more
- TD Bank (New York, NY)
- …corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and control ... of TD Securities, is looking for an Equity Research Associate to join its Healthcare, Biotechnology team in New...key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in… more