- Citizens (Johnston, RI)
- …other business line related activities. Qualifications: + 2-4 years experience in a Risk monitoring and testing environment + Intermediate knowledge of ... with the Risk Managers, executing the control monitoring and testing program for multiple complex...to the assessment method. Present analysis of testing and monitoring outcomes to key stakeholders.… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing , and Regulatory Change Management is a ... is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing , and Regulatory Change Management. Additionally, the… more
- M&T Bank (Buffalo, NY)
- …management function by assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance ... + Assist in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing in accordance with M&T's First… more
- MUFG (Irving, TX)
- …across enterprise. * Detail-oriented and organized execution. * General knowledge of risk assessments, testing , transaction monitoring , sanctions screening, ... provide more details. Reporting into the Head of Global Risk Assessment Execution, this position is one...determine mitigating action plans. * Liaise and coordinate with Testing , Audit, Training, and Issues Management, among others. *… more
- M&T Bank (Buffalo, NY)
- …function by assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. **Primary Responsibilities:** ... + Assist with the identification and assessment of risks through the completion of process maps...monitoring of identified risks through the completion of risk -based testing and ensure compliance with business… more
- GE Vernova (Charleroi, PA)
- …based on monitoring findings + Conduct annual and ongoing compliance risk assessment processes based on business organization, relevant industry regulations, ... developing and managing the compliance assurance program including compliance risk assessments, monitoring and testing ,...policies and procedures. + Participate in and support ancillary risk assessment processes led by ERM, Finance,… more
- JPMorgan Chase (New York, NY)
- …book of work including risk assessment , event review, control testing , and data-driven monitoring . **Job Responsibilities:** + Lead the development and ... independent monitoring and deep dives and evaluate testing results of 1LOD risk management activities...business and/or function control environment, mitigation strategies and emerging risk + Establish monitoring and testing… more
- Ally (Raleigh, NC)
- …ad-hoc analytics and manage various other independent projects * Support and execute a risk -based annual testing and monitoring plan; report on results and ... Opportunity** This position is in IRM's Ally Mortgage Credit Risk Team in Charlotte, North Carolina. This role is...escalate issues as necessary * Create monthly Monitoring and Testing reports for management *… more
- Discover (Riverwoods, IL)
- …of business. The Principal Compliance Specialist will be responsible for executing complex risk -based compliance monitoring and testing for the purpose of ... **Job Description:** **Job Description** The Principal Compliance Specialist - Compliance Monitoring and Testing Strategy within Corporate Compliance performs a… more
- Bank of America (Dallas, TX)
- …sanctions laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring , testing , assessment , and analysis of ... Contributes to risk coverage plans, executes independent risk monitoring , testing , and ...process, risk , control (PRC) inventory and FLU/CF Risk & Control Self- Assessment (RCSA). + Supports… more
- MUFG (Irving, TX)
- …Regulatory Change Management, Issues Management, Testing , Policies, Program Management, Risk Assessment , Monitoring , Testing , and Reporting. ... accurate and reliable information for decision making and to support risk assessment , testing , monitoring , control room, surveillance, registration… more
- Bank of America (Plano, TX)
- …sanctions laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring , testing , assessment , and analysis of ... Contributes to risk coverage plans, executes independent risk monitoring , testing , and ... + Issue Management + Metrics & Reporting + Risk Assessment Minimum Education Requirement: + 3+… more
- Financial Partners Credit Union (Costa Mesa, CA)
- …of annual and periodic testing of the Vulnerability and Risk assessment testing . + Monitoring and reporting of security findings. + Oversee ... orientation signoff + Annual Staff/Board signoff + Incident Response Standard maintenance, testing and tracking + Information Security Risk management and… more
- Bank of America (Scranton, PA)
- …sanctions laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring , testing , assessment , and analysis of ... identifies and evaluates sanction risks. + Evaluate and manage monitoring objectives and pertinent details in ORCIT. Testing...to GFC management. + Communicate results to key stakeholders. Risk Assessment + Execute or assist in… more
- Bank of America (Chicago, IL)
- …implementation plan as needed. + Contributes to risk coverage plans, executes independent risk monitoring , testing , and risk assessments. + Supports ... as well as analytics and innovation of our Customer Risk Assessment tool. A successful candidate will...design and project management Policies, procedures and guidelines management Monitoring , Surveillance, and Testing Written and Oral… more
- Liberty Bank (Middletown, CT)
- …Directors, and other stakeholders that includes significant fair lending developments, fair lending risk monitoring and testing results, and fair lending ... with Fair Lending laws by conducting a Fair Lending risk assessment and performing a statistical analysis...on quality. + Familiarity with corporate compliance programs, including risk assessments, testing , and monitoring ,… more
- MUFG (New York, NY)
- …the execution of policy and standards control testing activities + Liaise with risk assessment team and other stakeholders to ensure control testing is ... in alignment with broader risk assessment activities + Create synergies by identifying opportunities to...+ Experience in designing, implementing, and operationalizing continuous control testing and monitoring of technology controls +… more
- Bank of America (New York, NY)
- …Operational Risk Management (CORM) Program including but not limited to monitoring , testing , targeted risk assessments, policy updates, report ... coverage plans, executes and / or oversees execution of monitoring , testing and risk assessments,...Process Inventory and FLU/CF Risk and Control Self- Assessment related to themes or trends, while monitoring… more
- Sallie Mae (Newark, DE)
- …of business & reporting to management** + Provides expert advisory, support, and reporting on risk and control monitoring , testing results, risk metrics, ... defense. Key responsibilities include: + Driving strategic alignment across risk identification and risk assessment ... acceptance process. + Driving the strategic evolution of testing and monitoring across lines of defense.… more
- JPMorgan Chase (Wilmington, DE)
- …and challenge of process, controls and risk assessments and performing monitoring and testing activities) + Proactively analyze compliance and operational ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the… more