- Capital One (Richmond, VA)
- West Creek 1 (12071), United States of America, Richmond, Virginia Risk Manager ( Audit & Exam Engagement) As a Risk Manager in Capital One's Card ... reduce, mitigate, or avoid the risks altogether. This position, Risk Manager ( Audit & Exam Engagement), will apply your project/process management and… more
- Celtic Bank (Salt Lake City, UT)
- Celtic Bank is seeking a knowledgeable and proactive Audit and Exam Supervision Administrator to be responsible for leading and coordinating all Strategic ... requests by bank regulators (eg, UDFI, FDIC). As a Risk & Compliance Manager you will interact...audit firms, and SLP staff. In addition, the Audit and Exam Supervision Administrator will act… more
- Capital One (Richmond, VA)
- …Virginia Manager , Risk Management (US Card) (Hybrid) ** AUDIT / EXAM REPORTING MANAGER ** As a Risk Manager in Capital One's Card Risk Office ... reduce, mitigate, or avoid the risks altogether. This position, Risk Manager ( Audit & Exam Reporting), will apply your project/process management and… more
- Commonwealth of Pennsylvania (PA)
- Director, Division of Finance ( Audit Manager ) Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4423265) Apply Director, Division of Finance ... ( Audit Manager ) Salary $74,191.00 - $112,666.00 Annually...a team to identify facilities that may be at risk due to their financial standing. You will manage… more
- TD Bank (Mount Laurel, NJ)
- …regulatory requests and reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex ... affiliates, and the US Holding Company. The Regulatory Relationship Manager I is the primary point of contact and...required + 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the… more
- Commonwealth of Pennsylvania (PA)
- …of Audit objectives and performance measures. This position reports to the Audit Manager and will communicate the progress of assignments or specified issues ... Responsibilities include developing risk assessment or evaluating risk assessment developed by staff based on audit...the application, including all supplemental questions, serves as your exam for this position. No additional exam … more
- Citigroup (Tampa, FL)
- …process simplification and continuous improvement. + Engage with 2nd lines of defense, Internal Audit , HR Risk and Controls and Compliance on the closure of ... and help ensure timely response to regulatory requests and exam responses and help effective oversight of program success...as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency using iCAPs/Citi's Risk … more
- MassMutual (Springfield, MA)
- … project. You will have the opportunity to function as an operational risk and control expert, providing advice/mentoring to audit associates and business ... area management while advocating compliance with standards for audit , actuarial, risk , financial and investments standards and best practices. **The Team**… more
- Truist (Raleigh, NC)
- …America) **Please review the following job description:** The Technology Delivery (TD) Regulatory Exam and Audit Manager will leverage their deep regulatory ... enterprise repository of exam records. The Regulatory Exam and Audit Manager must...Executive Committees key activities, trends, and events pertaining to risk , regulatory and audit reviews. Continue to… more
- Truist (Charlotte, NC)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit / exam document preparation. Following is a summary of… more
- Navy Federal Credit Union (Vienna, VA)
- …+ Ensure risk control recommendations/solutions support optimal internal/external exam / audit preparedness + Acquire, process diverse information to develop ... policies, standards, and procedures to ensure effective quality control and audit procedures. Ensure operational risk programs align with strategic… more
- Truist (Atlanta, GA)
- …business Governance and Control Office leadership team, responsible for driving key risk governance and reporting activities including exam management, data ... functional activities with other lines of business GCO teams. 3. Liaison with Audit , Enterprise Reg Relations, Compliance and Risk Management organizations. 4.… more
- Bank of America (Charlotte, NC)
- …and Global Wealth &Investment Management Risk (hereinto referred to as "GFC Risk Manager ") is responsible for the execution of the Company's Global Financial ... activities under the Bank Secrecy Act ("BSA"). The GFC Risk Manager will engage with GFC Specialists,...applications, as well as ACAM and/ CFE Certification and Audit , Economic Sanctions or Compliance experience preferred. Securities licenses… more
- Morgan Stanley (New York, NY)
- …Business Partners to prepare for regulatory inquiries/exams and internal exams (eg, Internal Audit ) and support post- exam action plans. * Assist with the ... Stanley sponsored benefit programs./ **Job:** **Other* **Title:** *Global Financial Crimes: Risk Ranking Project Manager * **Location:** *New York-New York*… more
- Comerica (Dallas, TX)
- Job Summary The Operational Risk Manager position is designed to provide a national, holistic approach to advise/assess on risk and compliance topics. This ... approach to risk mitigation is achieved. Provide management oversight of compliance, audit and regulatory reviews; Manage the Operational Risk team to ensure… more
- Capital One (Richmond, VA)
- …Cyber Risk & Analysis (Data Protection & Endpoint Security Service) As a Risk Manager in Capital One's Cyber DLP Operations Team, you will be responsible ... and organization skills. Theses skills and competencies allow the risk manager to gain insights, and act...assessments (PLA, RCSA, ARA, etc.) + Support facilitation of exam and audit responses + Establish well… more
- Discover (Riverwoods, IL)
- …people find a brighter financial future with Discover. **Job Description:** **Principal Business Risk & Control Specialist** At Discover, be part of a culture where ... responsibilities as part of a team responsible for identifying risk in the Marketing universe and driving strategies to... issues and leveraged when necessary. Oversight + AssistsSenior Manager or Director with oversight of larger team via… more
- Comerica (Farmington, MI)
- … Program Administrator Third-Party Risk Lead reports to the Third-Party Risk (TPR) Manager . Responsible for managing, executing, and improving governance and ... website, etc.) and continuous improvement initiatives. Support preparation for internal audit /regulatory exam requests. Provides expertise and guidance to… more
- Citizens (Johnston, RI)
- Description The Senior Manager of Nonfinancial Risk Oversight may be responsible for the independent risk oversight of the Business Unit(s). This role is ... management, and other Risk colleagues to ensure an open, adequate and effective risk mitigation culture. + Ensure appropriate exam outcomes through exam … more
- Regions Bank (Atlanta, GA)
- … management of the first line environment. This position will report directly to the Manager of Technology and Data Risk Management (TDRM) within TODD Risk . ... mapping for the TODD Business Unit. + Provides regulatory exam and audit support for TODD BU...other related disciplines. + 5+ years' experience in IT risk management, IT Audit , cloud/infrastructure technologies, information… more