- Hired by Matrix (New York, NY)
- …Legal and Compliance experience Resolution of trade and settlement experience Operational Risk Reconciliation Position Type: Contract Get in Touch: We want ... groups. Overseeing the trade review processes within the ESTS remit. Operational Risk Reconciliation. Identifying and mitigating control gaps; popularizing… more
- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Senior Consultant LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) BOSTON JOB ... and Compliance Senior Consultant to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely recognized… more
- Bank of America (New York, NY)
- Enterprise Privacy Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York; Pennington, New Jersey; Atlanta, Georgia **Job ... job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the … more
- Bank of America (New York, NY)
- …related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... Volcker Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR)...* The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …banks. **Swap Dealer EAC** + The Swap Dealer Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) is made up of subject matter experts ... the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... and monitoring activities to drive revenue growth while maintaining appropriate risk disciplines. GMC also coordinates engagement with key control partners,… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a ... decision making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
- American Express (New York, NY)
- …a must + Prior leadership experience and knowledge in Operational Risk , Business Operations, Technology, Internal Audit, Compliance , or related fields with ... This role sits within the US Consumer team leading Operational Risk management activities in the First...Defense) actively works with Second Line of Defense (Global Risk , Compliance , Privacy) and Third Line of… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- M&T Bank (New York, NY)
- …and pace of change may be dynamic and frequent. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... significant risks within the Wealth & Institutional Services Divisions. Operational Risk - Enterprise Security:...Experience Required:** Bachelor's degree and ten years' experience in compliance , legal, audit, risk or other relevant… more
- American Express (New York, NY)
- …advantage and helping each other become better leaders every day. The US Consumer Operational Risk team's mission is to enable business growth by implementing a ... This role will support in driving excellence in the application of the Operational Risk Framework (eg comprehensive risk assessments, implementation of… more
- Morgan Stanley (New York, NY)
- The role will reside within the Legal and Compliance Division's Operational Risk Department, focusing on Data Quality within the firm's inventories of ... of operational assets (such as technology assets). Operational Risk refers to the risk...quality. - Previous experience working in data and information risk , data governance, data architecture, or enterprise … more
- American Express (New York, NY)
- …professional development. Find your place in technology on #TeamAmex. The Director of Operational Risk Governance will help build and improve the operational ... action implementation, and reg. standard alignment) as it relates to Operational Risk requirements and inquiries + Build Technology-specific procedures… more
- SMBC (New York, NY)
- … operational risk , controls management, compliance , regulatory change, operational resilience to support embedding of Enterprise Risk Management ... as risk management, compliance , and regulatory change, third party risk management, business continuity management, or operational resilience on a GRC… more
- Robert Half (New York, NY)
- …You are motivated to learn and interested in all things related to operation and enterprise risk , including the latest trends and developments. + You are ... JOB REQUISITION Risk and Compliance - Financial Crimes...a professional network. + Ability to translate and communicate operational and enterprise risks to client personnel,… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Google (New York, NY)
- …resourcing decisions, planning cadence, and planning stakeholders. + Lead cloud security risk , operational resilience, and regulatory compliance audit ... of experience in program or project management, specific to Risk , Compliance , and Security. + 7 years...and privacy compliance certifications. + Experience translating compliance requirements into operational and technical control… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... expert and be part of our innovation at an enterprise scale to transform Telemetry, Monitoring and Observability for...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
