- Citizens (Iselin, NJ)
- …resolution by the issue owner(s) Qualifications + 5 + years previous experience in regulatory compliance risk management, compliance audit, or similar ... for providing independent assurance regarding the adequacy, effectiveness, and sustainability of regulatory risk management and control processes to ensure … more
- TD Bank (New York, NY)
- …communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent ... in reviewing and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services and other initiatives… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... Compliance **Job Description:** **Department Overview** The Senior Compliance Manager - Credit Card Regulatory Oversight...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and... risk appetite and limits, reporting violations of compliance or regulatory activities * Analyzes and… more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... has financial services experience with a knowledge of markets, compliance risk management practices, and trading products.... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory ...Management teams, ensuring alignment with the firm's objectives and regulatory requirements. + Compliance Risk … more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Bank of America (New York, NY)
- …examination/registration or certification Skills: + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...Regulatory Reporting. + Work closely with other regional Compliance and Operational Risk teams to ensure… more
- Bank of America (New York, NY)
- …experience with a strong knowledge of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and ... Dodd Frank EAC Compliance and Operational Risk Executive New... and control frameworks and ability to analyze business risk and results in the context of regulatory… more
- JPMorgan Chase (New York, NY)
- …("CIB") & Securities Regulatory Engagement team is a centralized resource within Risk Management and Compliance that manages regulatory exams and ongoing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...of the CIB Banking team within CIB & Securities Regulatory Engagement, and will responsible for collaborating with senior… more
- LinkedIn (New York, NY)
- …Team! We're looking for an astute, collaborative professional with experience in regulatory global compliance requirement execution, risk management, ... + 5+ years of people leadership experience + 6+ years' experience in risk management, legal/ regulatory , data privacy, compliance and/or audits + 5+ years of… more
- MTA (New York, NY)
- …for ensuring that the organization's People Departments align with agency-wide compliance regulatory standards, while also managing risks and maintaining ... Director HR Governance, Risk Management and Compliance Job ID:...compliance frameworks, and the ability to navigate complex regulatory environments. RESPONSIBILITIES : + Collaborate with Compliance… more
- SMBC (New York, NY)
- …aspects and interpreting results. + Develop risk dashboards designed to identifies the regulatory compliance risk profile on an ongoing basis. + Support ... metrics (eg, KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk . + Strong interpersonal and communications skills (written… more
- JPMorgan Chase (New York, NY)
- …sits within Firmwide Regulatory Strategy and is a centralized resource supporting Risk Management and Compliance in managing regulatory exams and ongoing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...the Firm globally to provide strategic advice and handle regulatory examinations and other engagements conducted by the FRB,… more
- American Express (New York, NY)
- …learning, reinforcement learning, and unsupervised learning techniques. + High understanding of regulatory compliance , risk management, and financial crime ... Artificial Intelligence and Machine Learning to lead our Global Risk and Compliance Technology AI/ML Center of...to identify strategic partnerships and opportunities for advancement. + Regulatory Compliance : Ensure that all AI and… more
- SMBC (New York, NY)
- …business process and controls optimization, risk remediation and control enhancement, and regulatory compliance . The CPAD group within SMBC serves as a 2LOD ... US Compliance verticals to build a bank regulatory compliance program covering US state and... function responsible for overseeing and monitoring the firm's compliance risk . This the VP Advisory … more
- Sanofi Group (Bridgewater, NJ)
- **Digital Risk and Compliance Lead** As a Digital...Ability to identify and act on next wave of regulatory compliance risks relating to data science, AI, ... provided. **MAIN RESPONSIBILITIES** + Serve as the primary digital risk & compliance point of contact forDigital...providers + Quality Mgmt. System + Define Quality and Compliance Standards for emerging regulatory concerns relating… more
- HSBC (New York, NY)
- …issues, including the establishment of interpretations and governance processes to mitigate regulatory risk . GRPA also monitors new rule developments and other ... New York City area may be considered. As our Regulatory Policy Manager - Market Risk you...opinions on complex transactions and new products to ensure compliance with Group regulatory policies + Provide… more
- JPMorgan Chase (Jersey City, NJ)
- …as the Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment Program. Join JP Morgan as a Corporate Controls ... st Line of Defense) and thought leader in the Compliance Risk Assessment Program of Corporate Controls...10+ years of financial service experience in controls, audit, risk management + Strong understanding of regulatory … more