- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, ... Crimes ("GFC") Manager - Global Markets and Global Wealth & Investment Management Risk (hereinto referred to as...well as Bank of America Private Bank and Consumer Investments /Merrill Edgeand issues to appropriate governance routines,… more
- Morgan Stanley (Baltimore, MD)
- …Execute strategic projects to improve integration of WM Policies & Procedures into Operational Risk and Business Governance Frameworks - like Risk & Control ... its workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** *Operational Risk - Policy & Procedure Governance - Assistant Vice… more
- Federal Reserve System (San Francisco, CA)
- …If so, then this opportunity is for you. We need you, an experienced **Senior Risk Specialist** to join the ** Governance and Controls (G&C)** Team within the ... will be responsible for assessing nonfinancial risks and related governance and risk management processes at large...or other related field is required; advanced degree and/or professional certifications (FRM, CIA, CISA) is preferred. + Eight… more
- US Bank (Charlotte, NC)
- …is seeking an experienced liquidity risk professional to lead the Liquidity Risk Governance & Strategy team. As a leader within the Liquidity Risk ... with regulatory expectations and industry best practices. Ensure the inventory of liquidity risk governance documents are consistent, current, and in line with… more
- Scotiabank (New York, NY)
- Director, US Non- Investment Grade Credit Risk **Requisition ID:** 198417 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a ... Global Banking & Markets provides a full range of investment banking, credit and risk management products...the relevant Risk Committees to ensure proper risk management and sound corporate governance across… more
- City of New York (New York, NY)
- …health of all New Yorkers. Driven by information about attackers, using a risk -based and cost-effective approach, investments will be made in people, processes, ... will perform tasks and assignments in the fields of Cyber security Awareness, Governance , Compliance , and other relevant and required duties for the Cyber security… more
- Truist (Charlotte, NC)
- …review the following job description:** A first line of defense risk professional leading a team within the Governance and Controls Office (GCO), serving ... Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced risk certification. 4. In-depth knowledge of investment banking, capital markets,… more
- Federal Reserve System (San Francisco, CA)
- …in the LISCC portfolio. A core component of the LISCC program is the Governance and Controls (G&C) program. The Independent Risk Management and Controls pillar ... identified, measured, monitored, and controlled at each firm. The Risk Specialist Team (RST) within S+C's Risk ,...or related fields of study. + Advanced degree or professional certifications with an emphasis on IT, IS, and… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The GRC Business Architect works with SMBC's Governance , Risk and Compliance ("GRC") Transformation Office ("TO") team to ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- US Bank (New York, NY)
- …assurance and advisory services designed to evaluate and improve the effectiveness of risk management, control, and governance processes of US Bancorp (USB), ... leadership, and coordination of the relevant product and service cyclical risk -based audit plan including asset management, institutional investment services,… more
- HSBC (New York, NY)
- …planet we all share. The role holder leads the team of Liquidity & Investment product managers and is responsible for product management discipline in North America ... commercial acumen. As our US Head of Liquidity & Investments Solutions you will: + Responsible for the Liquidity...for the Liquidity products and services, including deposit and investment products, and for developing and managing the Liquidity… more
- Lynch Consultants, LLC (Arlington, VA)
- …IT investment management guidance and standard operating procedures for the governance of investments . Collaborate with federal clients and others across ... IT standards. + Support the Chief Information Officer (CIO) in developing governance processes for IT investments . Spearheaded research and financial modeling… more
- City National Bank (Wilmington, DE)
- …analysis, and investment recommendations. The Risk SVP will be responsible for investment risk governance at all levels of CNB. This position is also ... 1LOD obligations, and will develop and implement an appropriate governance and monitoring program for the 1LOD as well..., Volcker rule, and challenge of approved/watch lists of investments . + Analyze current investment risk… more
- PNC (Birmingham, AL)
- …contribute to the company's success. As a Compliance Program Specialist within PNC Investments , you will be based in Birmingham, AL. The position will primarily be ... monitoring program and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance program objectives for assigned area,… more
- PNC (Cleveland, OH)
- …to contribute to the company's success. As a Compliance Program Analyst within PNC Investments , you will be based in Cleveland, OH. The position will primarily be ... monitoring program and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance program objectives for assigned area,… more
- Morgan Stanley (Tampa, FL)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending,...responsibilities include program governance , risk appetite and related metrics, procedure… more
- TD Bank (Mount Laurel, NJ)
- …control environment + 5+ years of relevant experience + Proficient knowledge of governance , risk and control procedures, strategies & tactics + Proficient ... who can provide you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Analyst… more
- Scotiabank (New York, NY)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... the day-to-day administration, coordination, and deliverables that ensure US HR risk , governance , project management, reporting, and related activities are… more
- City of New York (New York, NY)
- …Comptroller's Bureau of Asset Management (BAM) supports the Comptroller in his role as investment advisor, custodian, and trustee for each of the five New York City ... York City public servants including teachers, firefighters, police officers, and more. As investment advisor for some of the largest public pension fund systems in… more
- Principal Financial Group (Des Moines, IA)
- …governance activities and solutions by partnering with IT, Information Security, Risk , Privacy, Compliance, Data Scientists, Data Governance , Data Owners, ... degree or equivalent work experience + 8+ years of professional experience including risk management, machine learning/predictive...IT + Deep knowledge of AI, data and analytics governance , risk management, data quality, and master… more