- Bank of America (New York, NY)
- Global Markets Credit - Hedge Funds Credit Risk Officer , Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** At ... relationship with external HF clients, internal business partners including Sales , Structuring & Trading, Risk counterparts, Legal...by law, and as such affirms in policy and practice to support and promote the concept of equal… more
- Citigroup (New York, NY)
- The Business Risk Officer is a strategic professional...partners as necessary + Manage and help resolve all sales practice , non- sales practice ... **Responsibilities:** + **Responsibilities:** + Responsible for the oversight of Investments Sales Activities in Capital Markets for the North America, WaW and… more
- SMBC (New York, NY)
- …the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New ... Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a… more
- Capital One (New York, NY)
- …United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer ... Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers...CBD LOBs and ensure effective methods of managing compliance risk arising from federal and state laws and regulations… more
- Bank of America (New York, NY)
- …ART), to ensure accurate, timely and efficient administration, and to manage business risk . Participates in sales calls as needed, offering Settlement expertise. ... Estate Settlement Officer III Waltham, Massachusetts;Providence, Rhode Island; Melville, New...accurate, timely and efficient administration, and to manage business risk . + Maintains high quality communications with beneficiaries, with… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as an Information Security Officer ! This position reports directly to the Head of the Information Security Office, contributes to, and supports ... closely with various business functions (eg, banking, equities, operational risk , compliance, legal, HR and audit teams) to provide...legal, HR and audit teams) to provide security best practice expertise. Stay abreast of new laws, regulations and… more
- WTW (New York, NY)
- Within our ** Risk and Brokering Insurance Consulting and Technology team** , we are setting out to revolutionize the way the global Insurance market conducts its ... ways of working and a better solution to placing risk , reducing costs and transforming the way we operate....US. You will report to the Neuron US Commercial Officer and participate fully in the achievement of the… more
- Flexport (New York, NY)
- …, negotiating points, and agreement structures. + Collaborate with leadership in Sales , Finance, Risk , Insurance, Compliance, Operations, and various business ... global team and report directly to the Chief Legal Officer . You will partner directly with executives and senior...**You Should Have:** + JD and bar admission to practice in any US state. + 4 + years… more