- Arkansas Government Job (Little Rock, AR)
- …for serving as Examiner -in-Charge of examinations and investigations of the securities , mortgage, and other financial industries. This position is governed ... ACOM SENIOR SECURITIES EXAMINER Date: Apr 23, 2024...technical information verbally and in writing. Ability to conduct financial examinations and determine compliance with applicable… more
- Securities and Exchange Commission (Los Angeles, CA)
- …The Division of Examinations- Los Angeles Regional Office is hiring a Supervisory Securities Compliance Examiner in Los Angeles, CA. Responsibilities At ... which the Commission has regulatory authority. As a Supervisory Securities Compliance Examiner , you will:...of a federal, state or regulatory body in the securities or financial services industry; Assist in… more
- Federal Reserve System (San Francisco, CA)
- …matter expertise across all aspects of evaluating a financial institution's compliance management system. We prefer a Commissioned Examiner via the Fed's ... an examiner commission, enrollment in the Federal Reserve System's Consumer Compliance Examiner Commissioning Program will be required and candidate will be… more
- Federal Reserve System (San Francisco, CA)
- …an examiner commission, enrollment in the Federal Reserve System's Consumer Compliance Examiner Commissioning Program will be required and candidate will be ... Right now, our team is looking for a **Senior Examiner - Consumer Compliance ** . These examiners...regulatory or policy changes. + Participates and leads consumer compliance supervisory events at large and complex financial… more
- Federal Reserve System (Philadelphia, PA)
- …of financial organizations of various sizes and complexity. An examiner conducts analyses, assesses compliance with laws and regulations, evaluates ... in the country. This job description is for the Examiner Job Family and is intended primarily for positions...to portfolios of financial organizations. + Assessing financial organizations' compliance with all applicable laws… more
- Office of the Comptroller of the Currency (Carlsbad, CA)
- Summary As a National Bank Examiner (Analyst to MBS Examiner -in-Charge), you will be advising and assisting the EIC in planning, organizing, and implementing a ... position may be filled in an alternative location. Responsibilities As a National Bank Examiner (Analyst to Midsize Examiner -in-Charge), you will: Act as a key… more
- Federal Reserve System (Chicago, IL)
- …of corporate compliance and legal practices within a large and complex financial institution. The Lead Large Bank Examiner will be responsible for ... are members of the Federal Reserve System, bank holding companies, and financial holding companies. Organizations within the boundaries of the Seventh District are… more
- Office of the Comptroller of the Currency (Mclean, VA)
- Summary As a National Bank Examiner /Bank Examiner (Large Banks Field Examiner ) with emphasis in Retail Credit, you will conduct and assist in the supervision ... of national banks and/or large financial institutions to carry out national and bank supervision...Bank Supervision McLean, VA Responsibilities As a National Bank Examiner /Bank Examiner (Large Banks Field Examiner… more
- Office of the Comptroller of the Currency (Boston, MA)
- Summary As a National Bank Examiner /Bank Examiner (Large Banks Field Examiner ) with emphasis in Operational Risk, you will participate in the planning and ... Bank Supervision Boston, MA Responsibilities As a National Bank Examiner / Bank Examiner (Large Banks Field ...for Federal employment. Have your salary sent to a financial institution of your choice by Direct Deposit/Electronic Funds… more
- Office of the Comptroller of the Currency (Cincinnati, OH)
- Summary As a National Bank Examiner /Bank Examiner (Large Banks Field Examiner ) with emphasis in Operational Risk (Payments), you will be responsible for ... specialty area. Large Bank Supervision Cincinnati, OH Responsibilities As a National Bank Examiner /Bank Examiner (Large Banks Field Examiner ) with emphasis… more
- State of Colorado (Denver, CO)
- …and state financial institution regulations; + Demonstrated experience in the securities industry working with fraud cases ensuring compliance with policies ... in legal proceedings regarding financial investigations; + Reviewing financial statements associated with securities offerings or license applications… more
- State of Georgia (Cherokee County, GA)
- Financial Examiner 1 Georgia - Cherokee - Woodstock (https://careers.georgia.gov/jobs/39101/other-jobs-matching/location-only) Hot ... financial statements, verifying assets, determining liabilities, and ensuring compliance with state laws and regulations by interpreting laws,...What we offer: This is a hybrid position. The Financial Examiner position will operate out of… more
- Office of the Comptroller of the Currency (New York, NY)
- … planning, custodial services, etc.); OR Leading exams or audits of a financial institution's compliance with laws, regulations and guidance related to asset ... Summary As a National Bank Examiner /Bank Examiner (Asset Management), you will...Government-issued charge card for business-related travel. File an OCC Financial Disclosure Form. Complete a financial disclosure… more
- Arkansas Government Job (Little Rock, AR)
- …examination processes to ensure compliance with laws and regulations governing financial and securities institutions. This position is governed by the ... FINANCIAL EXAMINER SPECIALIST Date: Mar 28,...other supporting schedules detailing an institution's safety and soundness, compliance with laws and regulations, and recommends solutions to… more
- Office of the Comptroller of the Currency (New York, NY)
- …identify, measure, monitor and control asset management risks; or Assessing a financial institution's compliance with laws, regulations and guidance related to ... Summary As a National Bank Examiner /Bank Examiner (Asset Management), you will...Government-issued charge card for business-related travel. File an OCC Financial Disclosure Form. Complete a financial disclosure… more
- Federal Reserve System (Chicago, IL)
- …are members of the Federal Reserve System, bank holding companies, and financial holding companies. Organizations within the boundaries of the Seventh District are ... banks that are members of the Federal Reserve System, bank holding companies, financial holding companies and savings and loan holding companies. Our duty is to… more
- Federal Reserve System (Chicago, IL)
- …& Specialty Bank (CRSB) Supervision family provides supervisory oversight for financial institutions of varying complexities that have a close relationship with ... and Enforcement actions for all firms across the Seventh District. The Senior Examiner uses in-depth knowledge and/or expertise to lead and serve as Examiner… more
- State of Georgia (Dekalb County, GA)
- Financial Examiner 1 for Dublin, GA Georgia - Dekalb - Atlanta (https://careers.georgia.gov/jobs/50963/other-jobs-matching/location-only) Regulatory ... of financial statements, verifying assets, determining liabilities, and ensuring compliance with state laws and regulations by interpreting laws, rules, and… more
- Federal Reserve System (San Francisco, CA)
- …of San Francisco-public servants with a mission to advance the nation's monetary, financial , and payment systems to build a stronger economy for all Americans. We ... banks (SMBs), bank holding companies, savings and loan holding companies, financial holding companies, data service providers, trust companies, and foreign banking… more
- State of Maine, Bureau of Human Resources (Gardiner, ME)
- …assignments and location of residence. Primary responsibilities include: + Evaluate the securities portfolios of financial institutions to determine the quality ... Bank Examiner Gardiner , Maine , United States |...2024 Apply with Linkedin Apply Department of Professional and Financial Regulation - Bureau of Financial InstitutionsJob… more