• Asset Backed Securities (ABS)…

    Bank of America (New York, NY)
    Asset Backed Securities (ABS) Lending Reporting VP - New York New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... data for GMRM. As an ABS Portfolio Manager, you will deliver Asset-Backed Securities (ABS) lending credit risk reporting, portfolio reviews, presentations, and… more
    Bank of America (04/23/24)
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  • Restricted Securities Generalist

    Morgan Stanley (New York, NY)
    …time to performing due diligence and approving transactions related to restricted and control securities . You will liaise with Financial Advisors and their ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
    Morgan Stanley (04/02/24)
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  • Corporate Lending Product Control

    Morgan Stanley (New York, NY)
    …plays a critical role as advisor to Morgan Stanley's various businesses and its senior management team. *_Team Profile:_* The Corporate Lending Finance team is ... Morgan Stanley sponsored benefit programs **Job:** **Finance* **Title:** *Corporate Lending Product Control , Director/AVP* **Location:** *New York-New York*… more
    Morgan Stanley (04/18/24)
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  • VP - Legal Counsel (Banking & Lending

    Citigroup (Tampa, FL)
    …and procedures from a legal and regulatory perspective. Reporting directly to the Legal Senior Group Manager for CGW Banking & Lending in the Americas, the ... of the Citi Global Wealth ("CGW") Legal department, the Senior Counsel will primarily be engaged in providing broad-based...transaction specific loan agreements, principally for the margin and securities -backed lending product; + Assist in the… more
    Citigroup (02/18/24)
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  • Citi Wealth - Head of Lending - MD

    Citigroup (New York, NY)
    …appropriately dimensioned to support business growth objectives. + Major products include: securities based lending , structured lending , Residential Real ... partnership with Citi's CAO and COO organizations. + Ensure appropriate governance and controls are in place to support lending activities across Wealth's global… more
    Citigroup (04/06/24)
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  • Audit Manager - Lending & Leasing

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...its employees. **Role Description** SMBC is seeking an experienced lending Audit Manager with a minimum of 8 years'… more
    SMBC (04/16/24)
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  • Senior Regulatory Officer- Vice President

    Morgan Stanley (Alpharetta, GA)
    …and services such as online banking, cards, deposit products, residential mortgages, securities -based loans and tailored lending . If you are an exceptional ... in processes and procedures to increase effectiveness and efficiency of controls **Participate in various initiatives related to control enhancements,… more
    Morgan Stanley (03/28/24)
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  • Senior Compliance Officer

    Banco Popular Puerto Rico (San Juan, PR)
    Senior Compliance OfficerApply now " Apply now +...+ Assess the inherent and residual compliance risks and controls though the established risk and control ... segments, including non-deposit investment products and fiduciary services, assess controls , and ensure residual risk remains within tolerance. This position… more
    Banco Popular Puerto Rico (03/22/24)
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  • Senior Wealth Advisor SAFE Act - Franklin…

    Citigroup (Chicago, IL)
    …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our ... Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to Wealth's leading investment solutions platform, which allows us to deliver… more
    Citigroup (04/25/24)
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  • Senior Branch Premier Banker - El Camino…

    Wells Fargo (Woodland Hills, CA)
    **Job Profile:** Senior Branch Premier Banker LP (Job Code 130219) **Why Wells Fargo:** Are you ready for the next step in your career? This is where it begins - at ... today. **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small...in the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and… more
    Wells Fargo (04/24/24)
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  • Senior Private Banker

    BMO Financial Group (Los Angeles, CA)
    …and an ongoing review the client's banking needs. + Makes recommendations to senior leaders on strategy and new initiatives, based on an in-depth understanding of ... decisions. + Contributes to the assigned portfolio's profitability through expense control and profitable pricing practices for products and services. + Negotiates… more
    BMO Financial Group (02/14/24)
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  • Senior Wealth Advisor SAFE Act…

    Citigroup (Greenburgh, NY)
    …opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer, etc.) ... The Senior Wealth Advisor SAFE Act is a seasoned...based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through… more
    Citigroup (04/09/24)
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  • Institutional Credit Management, Senior

    Citigroup (Getzville, NY)
    **Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), to house and consistently manage ... Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS).** **This role will be part of...are adopted in the Target Operating Model for Wholesale Lending Credit Risk. The Sr. Business Risk Analyst is… more
    Citigroup (04/23/24)
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  • Senior Analyst- Procurement & Third Party…

    Citigroup (New York, NY)
    …transformation projects, using agile methodologies, that delivered significant ROI and risk and control uplift and which were sponsored by Senior to Executive ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities… more
    Citigroup (04/19/24)
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  • Procurement & Third-Party Management Senior

    Citigroup (New York, NY)
    …projects, using agile methodologies, that delivered significant ROI and risk and control upliftand which were sponsored by Senior to Executive management ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities… more
    Citigroup (04/11/24)
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  • ICM Counterparty Credit Risk (CCR) - Alternative…

    Citigroup (New York, NY)
    …Financings, and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS). The Senior ICM Counterparty Credit Portfolio ... Citi continues to enhance its business control and governance framework by building out Institutional...(IFO) clients engaged in full suite of trading and lending products. Primary activities include credit due diligence, credit… more
    Citigroup (03/12/24)
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  • Assistant Vice President Field Operational Risk…

    Morgan Stanley (Geneva, IL)
    …and deposit product risks including risks related to institutional and retail lending products (including residential home loans, securities based loans, ... firm that conducts its business through three principal business segments-Institutional Securities , Global Wealth Management via Wealth Management (WM), and Asset… more
    Morgan Stanley (03/20/24)
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  • Head of Category Management- Senior

    Citigroup (New York, NY)
    …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... are safeguarding assets, lending money, making payments, and accessing the capital markets...oversees the implementation of policies and standards that provide controls to assess and manage risks related to Citi's… more
    Citigroup (04/10/24)
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  • ICM Alternatives Credit Risk Manager - (Private…

    Citigroup (New York, NY)
    Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a new function in the 1st Line of ... Financings, and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS). The Credit Risk Manager will be part of the… more
    Citigroup (04/05/24)
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  • Senior Associate / Assistant Vice President…

    Arena Investors LP (Jacksonville, FL)
    …not limited to private direct corporate credit, commercial real estate bridge lending , and commercial and consumer assets). Quaestor Advisors, LLC ("Quaestor") is an ... looking to expand the team through the addition of an experienced loan Senior Associate/AVP to focus on internal loan administration. This individual will be exposed… more
    Arena Investors LP (02/06/24)
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