- Arena Investors LP (Jacksonville, FL)
- …is looking to expand the team through the addition of an experienced loan Senior Associate /AVP to focus on internal loan administration. This individual will be ... arrangements. Responsibilities + Manage the internal and external loan operations team through the full life cycle of loan...direct experience in loan administration and/or agency at a securities or investment firm + Excellent Microsoft Excel (VBA… more
- Arena Investors LP (Jacksonville, FL)
- …looking to expand the Operations Team through the addition of a loan associate to focus on internal loan administration. In this role, this individual will be ... + 3-5 years of direct experience in loan administration and/or agency at a securities or investment firm. + Excellent Microsoft Excel (VBA a plus) and writing… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** Job Summary Technology Sales Specialist, Senior Associate , will work closely with the Senior Sector Specialist in an effort to maintain and ... valuation metrics by utilizing adequate quantitative and analytical skills. The Senior Sales Associate role encompasses enhanced client-facing activities as… more
- Edward Jones (St. Louis, MO)
- …From account opening to trade settlement and movement of client cash and securities , to statement production and tax reporting, Operations is involved every ... the measure of everything we do. And Service and Operations divisions are at the center of it all....objectives. **What You'll Do:** The Sr. Risk & Control Associate assists division leaders in identifying, evaluating, mitigating, and… more
- Raymond James Financial, Inc. (Greenville, NC)
- …and assistance on projects and job functions within the department. Associate will be responsible for supporting department training including the maintenance ... as assigned. **Qualifications** **Knowledge, Skills, and Abilities** **Knowledge of** * Operations and systems of assigned functional area. * Advanced customer … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …U4 amendments and 4530 complaint and settlement reporting. * Communicates errors, associate performance concerns and data issues with senior managers. * ... compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and time cut-offs * 15c-3 possession and control rules regarding customer fully paid securities and fail resolution * Reg T as applicable to DVP accounts * MSRB ... relevant information and identify key issues **Educational/Previous Experience Requirements** : * Associate 's Degree and a minimum of three (3) years general work… more
- Raymond James Financial, Inc. (Southfield, MI)
- …Home Office associates. * Can perform essential duties of a Corporate Actions Associate . * Leads the work of Corporate Action Associates and provides cross training, ... assigned. **Qualifications** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Securities industry related to job responsibilities, department and division.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and procedures of general office concepts and those that govern fee based operations , finance and/or securities industry operations . * Process flows ... * None Required **Travel Required** * None Required **Job:** Operations **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Asset Management… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** The Compliance Data Governance Operations Associate is a fast-paced role collaborating with the data ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- JPMorgan Chase (Jersey City, NJ)
- …a global leader across Investment Banking, Wholesale Payments, Markets and Securities Services. The world's most important corporations, governments and institutions ... business space - you've found the right role. Payments Operations supports the Payments business for JPMorgan Chase by...the form of new products and technology. As an Associate Business Manager, you will be part of the… more
- T. Rowe Price (Baltimore, MD)
- …and seeks guidance on appropriate corrective actions. + May interact with securities operations staff, relationship managers, portfolio managers, trading desks, ... This position performs accurate and timely set up and maintenance of securities that are needed for immediate trading while ensuring daily operational deadlines… more
- Morgan Stanley (New York, NY)
- …Management* **Title:** *Wealth Management Global Investment Office - Technology & Operations Project Associate * **Location:** *New York-New York* **Requisition ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
- JPMorgan Chase (Brooklyn, NY)
- …The Pricing and Billing team is focused on performing front-to-back reviews of Securities Services products and operations with the aim of streamlining straight ... with a primary objective to implement billing solutions across Securities Services. The group provides a unique mix of...workflows. The team is expected to coordinate closely with operations and technology to construct a plan of remediation… more
- S&P Global (Boulder, CO)
- …Level (for internal use):** 10 **Role:** Structured Finance/Financial Services Associate **Grade/Level** ( _relevant for internal applicants only_ ):10 **Location** ... : New York, NY; Denver, CO The Associate level role is responsible for supporting the Structured...coordinate across the commercial team, and in particular sales operations (transaction management) to ensure we execute new business… more
- Federal Deposit Insurance Corporation (Washington, DC)
- …Confers with, and acts in an advisory capacity to the Section Chief, Senior Counsel, Associate /Assistant General Counsel, Deputy General Counsel, the General ... in the Section may need to be proficient): (i) securities law; (ii) law governing the formation, governance and...and policy advice concerning matters associated with failed bank operations , as well as operations of a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …different areas of focus depending on the candidate's experience and interest. The associate will gain knowledge and skills in securities and banking industry ... and procedures. * Base understanding of principles of banking and finance and securities industry operations . * Base understanding of financial markets and… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Resource Management (BRM) is a federal function within the Institutional Securities Group (ISG) responsible for secured funding, liquidity, collateral management,… more
- The Hartford (Hartford, CT)
- …debate and collaboration to drive value and results. Why Join HIMCO Business Operations ? This is a great opportunity to join a growing Investment Management company ... with Affiliated and Third-Party assets under management. Business Operations is responsible for the comprehensive support of HIMCO's Investment Operating Platform,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more