- US Bank (New York, NY)
- …**Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...driving the execution and coordination of the risk-based Annual Audit Plan for Wealth , Commercial, Capital Markets.… more
- Citigroup (New York, NY)
- The Wealth and Investment Services Products Senior Audit Manager is a senior level management position within the Audit Wealth Team. The ... Senior Audit Manager of the Wealth team is responsible for managing a complex and critical unit within Internal Audit . The overall objective of this… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit , in ... objective of this role is to develop and execute a robust Audit Plan, and direct complex audit activities for a component of the business at a regional or… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level management position that ... for Wealth Management and Investment Services, the Senior Audit Director and the Chief ...entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible… more
- US Bank (New York, NY)
- …with Senior to Executive Leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk/Compliance/ Audit competencies - Strong leadership and management skills of… more
- TD Bank (New York, NY)
- …Report on emerging trends, identifying issues and opportunities and recommending action to senior management + Act as a strategic audit advisor by providing ... area of significant risk, complexity or scope + People Manager role that generally manages a team greater than...US Wealth business and US regulations for wealth businesses. Audit experience in Trust/Investment/Broker Dealer/Asset… more
- M&T Bank (New York, NY)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, ... policy, operational/fraud risk management requirements. The Global Financial Crimes ("GFC") Manager - Global Markets and Global Wealth &Investment Management… more
- US Bank (New York, NY)
- …team of audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology ... skills and discover what you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking a strong candidate to join our growing… more
- Scotiabank (New York, NY)
- Senior Manager , US Treasury & Liquidity Audit **Requisition ID:** 190579 **Salary Range:** 106,400.00 - 203,600.00 _Please note that the Salary Range shown ... for every future! **Purpose:** Contributes to the overall success of the Audit Department in the US ensuring specific individual goals, plans, initiatives are… more
- CIBC (New York, NY)
- …our Capital Markets and Canadian Commercial & Wealth franchises. **JOB PURPOSE** The IT Audit Manager will be reporting to the Audit Director and is ... CIBC US provides tailored commercial and commercial real estate banking, private wealth management, personal and small business financial solutions, as well as… more
- US Bank (New York, NY)
- …helping lead the audit team owning the Asset Management products. This role supports the Senior Audit Manager the Asset Management team and the Audit ... Wealth Management and Investment Services in providing the Audit Committee and senior management with independent...management and key stakeholders. **Responsibilities** + Coordinating with the Senior Audit Manager and … more
- Wells Fargo (New York, NY)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Fiduciary Advisory Senior Manager Working at Wells Fargo | Jobs and Careers at Wells Fargo ... with integrating fiduciary and prudent investment standards and knowledge, wealth planning knowledge, investment judgment and business development + Determine… more
- Morgan Stanley (New York, NY)
- …laws, Morgan Stanley Wealth Management policies, and other regulations. The PWM Senior Risk Officer keeps the Complex Manager informed of significant matters ... *POSITION SUMMARY:* The Private Wealth Management Senior Risk Officer is...related to the Complex. In conjunction with the Complex Manager and other Risk Officers within the Complex, the… more
- Scotiabank (New York, NY)
- Senior Manager , First Line Testing, US...years of experience in a trading and/ or Internal Audit or operational risk management role in a Financial ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager , First Line Testing, US Internal Control is responsible for… more
- Bank of America (New York, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager New York, New York **Job Description:** This...delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working… more
- S&P Global (New York, NY)
- …health assessments on the Company's critical strategic initiatives. **The Impact:** The Project Assurance Audit Manager is an integral part of Internal Audit ... globe. This individual contributes to and provides S&P Global Senior Management and the Audit Committee with...for professional growth every day. As the Project Assurance Audit Manager , you will utilize Agile methodologies… more
- HUB International (New York, NY)
- …property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 16,000 employees in 750 ... in the mergers and acquisitions. We are seeking a Senior Account Executive for our Risk Management Commercial Lines...day-to-day basis with prompt responses to the client and manager , where applicable. + Conduct in-depth coverage reviews of… more
- Morgan Stanley (New York, NY)
- …Compliance, Audit , Legal, Operational Risk, Financial Control Group, Technology, Wealth Management Operations as well as, Home Loans management for Control and ... ** Wealth Management* **Title:** *[REMOTE] Residential Mortgage Vice President, Manager of Business Control Team* **Location:** *New York-New York* **Requisition… more
- Morgan Stanley (Purchase, NY)
- …and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business lines, Legal/Risk/Compliance, and senior Firm leadership ... opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management* **Title:** *Business Transformation Services Project Manager… more