• Senior Auditor , Broker

    Charles Schwab (Westlake, TX)
    …/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker - Dealer /Asset Management team provides internal audit ... Manager in the Broker - Dealer /Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the independent and… more
    Charles Schwab (05/03/24)
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  • Brokerage Dealer Accounting and Reporting…

    Comerica (Frisco, TX)
    …FOCUS or OBS report submissions. * Maintain the general ledger for the broker dealer , including recording entries, performing a monthly close process and ... external financial reporting and accounting for Comerica Securities, a FINRA regulated broker - dealer and a subsidiary of Comerica, Inc. Inaccurate reporting or… more
    Comerica (04/12/24)
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