- WTW (Los Angeles, CA)
- The Senior FINEX Broker role within the Financial Institutions & Professional Services Industry Vertical Division will be responsible for managing the ... to high + 15+ years industry experience + Insurance broker 's Property & Casualty (P&C) license required **Knowledge, Skills...and oral + Good listening skills + Enhanced client service skills and negotiation skills + Ability to manage… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are recruiting for a Financial Analyst Senior Associate role within a global Broker Dealer firm located in ... opportunities, contract negotiations, cost efficiencies and more. As a Financial Analyst Senior Associate, you will be required to provide ongoing quantitative… more
- Capital One (Mclean, VA)
- …7 years of experience working in compliance, legal, audit, operations, or finance within financial services OR at least 7 years of experience with a regulator ... 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager...working in compliance, legal, audit, operations, or finance within financial services OR 8+ years of experience… more
- Charles Schwab (Westlake, TX)
- …**What you have** + 3 - 5+ years of financial services -related audit experience with growing responsibility. Broker Dealer/Asset Management experience ... the efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor (… more
- Charles Schwab (Phoenix, AZ)
- …**What you have** + 3 - 5+ years of information technology audit experience. Financial services and/or Big 4 Accounting experience a plus. + Demonstrated ... (vi) middle and back office operational functions. Reporting to a Director or Senior Manager of the Broker -Dealer/Asset Management team, the Internal Audit… more
- HUB International (Chicago, IL)
- **Summary** We are seeking an experienced Senior Cyber Liability Broker to service , maintain and grow a robust book of Technology Errors & Omissions and ... service and professional advice. **Job Duties** + The Senior Cyber Liability Broker will focus on...future that combines a diverse, challenging work environment with financial security and career satisfaction. **We are the perfect… more
- T. Rowe Price (Colorado Springs, CO)
- …premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The ... group strives to build strong long-term relationships through outstanding customer service and a comprehensive suite of investment management solutions to our… more
- Charles Schwab (Westlake, TX)
- …Required Qualifications: + Minimum of 8 years of experience within financial services with a general understanding of broker -dealer, financial holding ... support management's supervisory responsibility and its efforts to achieve compliance with financial services rules and regulations, and policies of the Company.… more
- Truist (Richmond, VA)
- … Broker Dealer compliance experience + Proven compliance experience within a financial services institution + MBA, Juris Doctorate or other advanced degree ... conducting and directing compliance risk oversight of assigned business units ( Broker Dealer) and/or functions. Leads and executes compliance risk management… more
- Bank of America (New York, NY)
- Business Control Manager- Broker Dealer Customer Protection Manager-Global Market Operations New York, New York **Job Description:** At Bank of America, we are guided ... by a common purpose to help make financial lives better through the power of every connection....regulatory requirements across two Bank of America SEC registered broker dealers. The role will serve as an individual… more
- TIAA (Frisco, TX)
- …non-annual incentive plans). **Company Overview** TIAA is the leading provider of financial services in the academic, research, medical, cultural and government ... Review organizations, supporting the growth of the business while protecting the broker -dealer and its associates by ensuring adherence to regulatory and firm… more
- Friedman Management Company (Chicago, IL)
- …brokerage, facilities planning, space planning and interior design, full service accounting, physical property management, construction management, financial ... Commercial Real Estate Broker - Investment Sales Job Details Level Experienced...Friedman - President & CEO (https://www.linkedin.com/in/friedmanrealestate/) Gary Goodman - Senior Managing Director of Brokerage Services Andrew… more
- Public Partnerships LLC (Booneville, AR)
- …the roles and responsibilities of Public Partnerships in providing Support Broker services to Participants/representatives, including the responsibility of ... long-term home care. Our role as the nation's largest and most experienced Financial Management Service provider is to assist those eligible Medicaid recipients… more
- Marex (Houston, TX)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... risks in a quick and decisive manner. + Comprehensive knowledge of the financial service markets and relevant regulatory requirements. + Substantial experience… more
- Friedman Management Company (Farmington Hills, MI)
- …brokerage, facilities planning, space planning and interior design, full service accounting, physical property management, construction management, financial ... Commercial Real Estate Broker - Tenant Rep. and Workplace Solutions Job...Friedman - President & CEO (https://www.linkedin.com/in/friedmanrealestate/) Gary Goodman - Senior Managing Director of Brokerage Services Andrew… more
- CBRE (Grand Rapids, MI)
- SPQREA - Associate Broker Job ID 141077 Posted 28-Feb-2024 Service line Advisory Segment Role type Full-time Areas of Interest Sales/Brokerage Location(s) Grand ... and marketing of commercial real estate properties for clients. Honorary Titles of Senior Associate, Vice President, First Vice President, Senior Vice President,… more
- WTW (Atlanta, GA)
- …solution to placing risk, reducing costs and transforming the way we operate in the broker - insurer value chain. WTW has a unique opportunity to deliver a service ... standards for pipeline management, execution and hygiene across all stages ** Financial metrics:** + Deliver profitable new business generation for the proposition… more
- Public Partnerships LLC (Edison, NJ)
- …long-term home care. Our role as the nation's largest and most experienced Financial Management Service provider is to assist those eligible Medicaid recipients ... to choose and pay for their own support workers and services within their state-approved personalized budget. We are appointed by states and managed healthcare… more
- Deloitte (Jersey City, NJ)
- …Risk, Data and Regulatory Liquidity - Senior Manager Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk, Data and Regulatory ... have a genuine passion for driving strategic transformation in the financial services industry combined with relationship-building, leadership, and communication… more
- Zurich NA (Chicago, IL)
- Senior Financial Institutions Underwriter (Levell III or AVP, Level IV) 111864 Zurich E&S is currently looking for an experienced Senior Financial ... you will underwrite management and professional liability accounts specific to the financial service / financial institution industry segments! The position… more