- PNC (Denver, CO)
- …valued and have an opportunity to contribute to the company's success. As a Senior Banking Advisor within PNC's Private Bank organization, you will ... banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and… more
- Capital One (Mclean, VA)
- …Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker ... KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from… more
- Capital One (Mclean, VA)
- … Manager The Capital One Retail Bank Compliance team is seeking a Compliance Advisor Senior Manager with a passion for advising and collaborating ... and Legal departments + Participate in and support Compliance senior leadership with risk reporting and...New York City (Hybrid On-Site): $172,900 - $197,300 for Compliance Advisor Sr. Manager Candidates hired to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other internal reports for employee adherence with rules and regulations. * Advises Senior Compliance Management on issues that involve possible rule violations ... efforts in assigned business entity. * Informs appropriate Senior Management about issues that may involve rule violations...* Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Understanding of a… more
- Oriental Bank (San Juan, PR)
- The Advisor , Regulatory Compliance ( Senior Auditor) is primarily responsible for reviewing the organization's internal controls, processes, and policies to ... Three (3) years of experience in Accounting, External or Internal Audit, or Compliance required. Banking experience preferred. + The minimum education and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Business Execution Consultant, Branch Banking Role Enablement Lead to develop and influence initiatives ... that promote performance enablement for branch banking platform job roles inclusive of Branch Manager, Relationship...a highly productive and engaged workforce. Acting as an advisor within National Advice & Acquisition to senior… more
- Wells Fargo (Monument, CO)
- **About this role:** Wells Fargo is seeking a Senior Financial Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Working as a ... Financial Advisor in the affluent partnership, you will be working...will be working with clients in partnership with Branch Banking and Premier. Learn more about our career areas… more
- BMO Financial Group (San Francisco, CA)
- …underwriting and portfolio management team as well as BMO's Commercial- and Investment Banking product platform. The Senior Relationship Manager will play an ... BMO Commercial Banking 's growing Technology practice is hiring a strong...Technology practice is hiring a strong collaborative and self-starting Senior Relationship Manager. BMO is the 8th largest bank… more
- JPMorgan Chase (Grandview Heights, OH)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...of mortgage lending and proven sales experience in retail banking + Knowledge of real estate market in local… more
- JPMorgan Chase (Pembroke Pines, FL)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...of mortgage lending and proven sales experience in retail banking + Knowledge of real estate market in local… more
- M&T Bank (Williamsport, PA)
- …from high net worth customer segment, primarily Retail and Business Banking . Works with Investment Advisors, Fiduciary Advisors, Community partners, Wealth/WISD and ... investment and insurance solutions and leveraging partnerships in Retail, Business Banking and Wealth to increase referrals. + Provide financial planning services… more
- PNC (Cincinnati, OH)
- …valued and have an opportunity to contribute to the company's success. As a Fiduciary Advisor Senior within PNC's Private Bank organization, you will be based in ... the most complex fiduciary accounts and sensitive high-profile relationships. Ensures compliance with all legal and fiduciary regulations, policies and procedures.… more
- Bank of America (Louisville, KY)
- Business Banking Senior Relationship Manager-Louisville, KY Louisville, Kentucky **Job Description:** At Bank of America, we are guided by a common purpose to ... for providing advice and valuable financial solutions to complex Business Banking clients and prospects. Key responsibilities include serving as the primary… more
- HSBC (New York, NY)
- **Description** The purpose of the Global Banking Control Testing Senior Manager is to lead a team of control testers to ensure successful delivery of control ... to the required documentation and quality standards + Knowledge of Global Banking and/or Investment Banking , including products, processes, systems, controls and… more
- Truist (Charlotte, NC)
- …proactively identifying, mitigating, and managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination and ... cause, the corrective action plans, and work with business partners and GCO advisor team to successfully implement and document remediation. 7. Support the business… more
- Truist (Charlotte, NC)
- …assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, procedures and risk program requirements. + ... areas in identifying, escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. + Assess, test and… more
- JPMorgan Chase (Dedham, MA)
- **Summary** As a Senior Home Lending Advisor in Chase Home Lending, you will guide your clients through the process of home ownership, ensuring strong sales ... of mortgage lending and proven sales experience in retail banking required + Knowledge of real estate market in...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- M&T Bank (New York, NY)
- …and solutions of the firm.Work closely with Client Managers, Private Banking , Investment Advisors and Fiduciary Advisors to assess client's current financial ... ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Truist (Atlanta, GA)
- …Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses ... Committee. + Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. + Monitor risk exposures, concentrations and limits. Ensure risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues ... associates through the use of various reports and systems. * Pro-actively ensures compliance with applicable industry rules (ie State, FINRA & SEC) and platform… more