- PNC (Denver, CO)
- …valued and have an opportunity to contribute to the company's success. As a Senior Banking Advisor within PNC's Private Bank organization, you will ... banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and… more
- Capital One (Mclean, VA)
- …Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker ... KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other internal reports for employee adherence with rules and regulations. * Advises Senior Compliance Management on issues that involve possible rule violations ... efforts in assigned business entity. * Informs appropriate Senior Management about issues that may involve rule violations...* Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Understanding of a… more
- BMO Financial Group (San Francisco, CA)
- …underwriting and portfolio management team as well as BMO's Commercial- and Investment Banking product platform. The Senior Relationship Manager will play an ... BMO Commercial Banking 's growing Technology practice is hiring a strong...Technology practice is hiring a strong collaborative and self-starting Senior Relationship Manager. BMO is the 8th largest bank… more
- JPMorgan Chase (Grandview Heights, OH)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...of mortgage lending and proven sales experience in retail banking + Knowledge of real estate market in local… more
- JPMorgan Chase (Garfield, NJ)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...of mortgage lending and proven sales experience in retail banking + Knowledge of real estate market in local… more
- M&T Bank (Williamsport, PA)
- …from high net worth customer segment, primarily Retail and Business Banking . Works with Investment Advisors, Fiduciary Advisors, Community partners, Wealth/WISD and ... investment and insurance solutions and leveraging partnerships in Retail, Business Banking and Wealth to increase referrals. + Provide financial planning services… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …FL, office location._ **Job Summary** This associate will operate within the Advisor Technology group, which is focused on delivering tools and applications that ... support the advisor and support staff's day-to-day branch operations. The associate...stakeholders such as financial advisors, operations, and legal and compliance to research, analyze and resolve business problems/opportunities. +… more
- Truist (Charlotte, NC)
- …assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, procedures and risk program requirements. + ... areas in identifying, escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. + Assess, test and… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Senior Advisor Financial Strategies Occupational Category Other Professional Careers Salary Grade NS ... managing public finance within public and private sectors, municipal public/private banking experience, experience with fixed and variable rate instruments and… more
- PNC (Washington, DC)
- …have an opportunity to contribute to the company's success. As a Sr. Fiduciary Advisor within PNC Private Bank organization, you will be based in our Washington, DC ... the most complex fiduciary accounts and sensitive high-profile relationships. Ensures compliance with all legal and fiduciary regulations, policies and procedures.… more
- M&T Bank (Norwalk, CT)
- …and solutions of the firm.Work closely with Client Managers, Private Banking , Investment Advisors and Fiduciary Advisors to assess client's current financial ... ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Bank of America (Louisville, KY)
- Business Banking Senior Relationship Manager-Louisville, KY Louisville, Kentucky **Job Description:** At Bank of America, we are guided by a common purpose to ... for providing advice and valuable financial solutions to complex Business Banking clients and prospects. Key responsibilities include serving as the primary… more
- HSBC (New York, NY)
- **Description** The purpose of the Global Banking Control Testing Senior Manager is to lead a team of control testers to ensure successful delivery of control ... to the required documentation and quality standards + Knowledge of Global Banking and/or Investment Banking , including products, processes, systems, controls and… more
- Truist (Charlotte, NC)
- …proactively identifying, mitigating, and managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination and ... cause, the corrective action plans, and work with business partners and GCO advisor team to successfully implement and document remediation. 7. Support the business… more
- Truist (Atlanta, GA)
- …Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses ... Committee. + Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. + Monitor risk exposures, concentrations and limits. Ensure risk… more
- Wells Fargo (Irving, TX)
- …competencies. **In this role, you will:** + Build relationships and act as an advisor to senior leadership and teams to guide and influence transformational ... of our full lifecycle product management process. As Wells Fargo Commercial Banking shifts from project-based episodic delivery to a customer and product-centric… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues ... associates through the use of various reports and systems. * Pro-actively ensures compliance with applicable industry rules (ie State, FINRA & SEC) and platform… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. We are looking to hire a Compliance Program Advisor within PNC's Independent Risk Management (IRM) organization. This ... manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as… more
- Truist (Charlotte, NC)
- …assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, procedures and risk program requirements. 2. ... escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. 3....equivalent education and related training 2. 12 years of banking or relevant experience 3. Audit experience 4. Strong… more