- Creative Financial Staffing (Charlotte, NC)
- …As a key financial leader, you will report directly to the Chief Finance Officer (CFO), partnering with senior leadership to deliver meaningful insights and ... and objectives, and providing performance management and career development. Compliance and Control: Establish and uphold internal financial controls, policies,… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or ... functions. Leads and executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Bank of America (Charlotte, NC)
- Senior Information Security Officer Charlotte, North Carolina;Chicago, Illinois; Denver, Colorado **Job Description:** **The Information Security Officer ... will be a member of the Business Information Security Officer 's (BISO) organization and work closely with the line of business Front Line Units (FLU) / Operations… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Corporate & Investment Banking (CIB) Control Team. The team is ... the CIB COO team. + Serve as a coverage officer within the control team, with proven knowledge of...+ Prior experience in a business control, audit or compliance role with focus on control design and evaluation.… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... controls, and conducting horizontal targets reviews, and issues management. The senior level is responsible for review and challenge self-assurance activities… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position supporting Corporate Banking Private Capital ... with Senior to Executive Leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …with management and external contacts. This position will be posted through 4-29-2024 Compliance Officer I-Licensed Total Base Pay Range 69,500.00 - 132,300.00 ... Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and executes strategies… more
- Truist (Charlotte, NC)
- …below. Specific activities may change from time to time. 1. The Investment Banking Compliance Officer will be a member of the Global Corporate & Investment ... of regulatory issues and updates. 6. Work closely with senior management to establish an appropriate compliance ...with senior management to establish an appropriate compliance culture throughout the organization. 7. Oversee the efforts… more
- Truist (Charlotte, NC)
- …including Board of Directors, Investor Relations, and various regulatory agencies. Senior Financial Manager role that coordinates financial analysis and reporting ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. Take a new perspective on existing solutions to… more
- TD Bank (Charlotte, NC)
- … **Job Description:** **Department Overview:** Seeking a highly motivated, detail-oriented Compliance Officer to join our dynamic team. This colleague ... + Ability to contribute to strategic direction of the Compliance advisory function and provide advice to senior... Compliance advisory function and provide advice to senior leadership + Skill in mentoring and coaching +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more about ... according to standards and other applicable policies. The Independent Testing Officer will be accountable for developing and executing independent operational and… more
- Bank of America (Charlotte, NC)
- …and sound credit skills. In some cases, the role may assist a Senior Portfolio Management Officer (SPMO). They monitor clients operating performance and ... Portfolio Management Officer III Charlotte, North Carolina;New York, New York; Chicago, Illinois; Newport Beach, California; Los Angeles, California; Boston,… more
- US Bank (Charlotte, NC)
- …the bank's risk appetite and tolerance, and preparing incident communications for senior leadership. The Crisis Management Officer is responsible for gathering ... at-all from Day One. **Job Description** The Crisis Management Officer role on the enterprise Crisis Management team operationally...tools - Data analytics concepts and tools - Regulatory compliance experience - Ability to lead by example and… more
- Truist (Charlotte, NC)
- …within the Risk Management Organization (RMO), operating under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent ... periodic quantitative and qualitative assessments of risk management practices. 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some… more
- Wells Fargo (Charlotte, NC)
- …you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer **In this role, you will:** Wells Fargo is seeking a Control Lead ... Officer as part of the Corporate & Investment Banking...businesses that have concentrations of diverse representation within ownership, senior leadership/governance, employees, and customers. This includes working across… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in Consumer Credit Risk as part of Corporate Risk to provide senior credit officers and ... while developing the knowledge to understand function, policies, procedures, and compliance requirements + Review and analyze complex strategies, programs and… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Head Business Information Security Officer will Lead the Business Information Security Officer 's (BISO) ... and recommends actions in support of the bank's wider risk management and compliance programs. 9. Monitors information security trends internal and external to the… more
- Bank of America (Charlotte, NC)
- Leasing Credit Officer II Chicago, Illinois;Providence, Rhode Island; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... their goals, their current performance, and their needs. The Leasing Credit Officer II uses this client knowledge to assess the appropriateness of existing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer responsible for providing risk oversight of Home Lending Servicing, with a focus on ... while leveraging solid understanding of the risk policies, procedures and compliance requirements + Lead and manage multiple concurrent initiatives + Partner… more
