- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for ... from across the Business. Work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: ... well as RAI's strategic objectives, within Resettlement, Asylum and Integration Department. The Senior Program Officer supervises four to five staff and reports… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Policy Governance Standard. + Identify and escalate risks to the Chief AB&C Officer . + Provide guidance to businesses and functions on control enhancements based on… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- CIBC (New York, NY)
- …and material incidents of non- compliance to the relevant Global Markets business head, senior Compliance officer and, if appropriate, head of US Global ... detecting when violations do occur. Regulatory Supervision is a business role (not Compliance ) and is delegated the responsibility to supervise on behalf of Global… more
- Morgan Stanley (New York, NY)
- *POSITION SUMMARY:* The Private Wealth Management Senior Risk Officer is responsible for a wide variety of supervisory, compliance , and risk functions ... and other Risk Officers within the Complex, the PWM Senior Risk Officer has accountability in the...Supervision* * Primary responsibility for all risk, supervisory, and compliance functions for the Complex * Communicates and facilitates… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer supporting our Technology Control Management Information and Cyber Security ... Group. The Senior Lead Control Management Officer will be...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- City of New York (New York, NY)
- …managed primarily by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance ... Reporting directly to the CCO and working with the compliance staff, the Compliance Officer 's...Recovery Plan and developing training and reporting to BAM's senior leadership team. - Evaluating ways to improve internal… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors… more
- Santander US (New York, NY)
- Senior Associate - Commercial Real Estate/ Workout Officer (100% Remote) New York, United States of America **Job Function Description:** Manages a portfolio of ... mitigated. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** We're searching for a ** Senior Credit Review Officer , Vice President** to provide a comprehensive ... to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is part of the ... ethics, policies and operating procedures. **The Impact:** As a Compliance Officer in the Control Room you...Compliance management information reports for various business and senior management stakeholders. + Analyse and report of relevant… more
- Weill Cornell Medical College (New York, NY)
- Title: Executive Director & Clinical Compliance Officer Location: Midtown Org Unit: Compliance and Privacy Office Work Days: Monday-Friday Exemption Status: ... Coder (CPC, CCS-P), Certified Hospital Coder (CCS- H) Certified Medical Compliance Officer (CMPO), Certified Professional Medical Auditor (CPMA), HCCA… more
- Bassett Healthcare (Cooperstown, NY)
- …Forbes America's Best-In-State Employer 2022! What you'll do The Life Safety and Compliance Officer will be responsible for planning, organizing and managing the ... it relates to Interim Life Safety Measures (ILSM). The Life Safety and Compliance Officer is accountable for providing optimal customer relations, operational… more
- Citigroup (New York, NY)
- …with Prudential Bank Regulations. The role will interact extensively with senior management across the Global Equities business, central Markets teams, Independent ... Compliance Risk Management, Internal Audit, Bank Regulatory Legal and participate in updates to Senior Management. The role requires the individual to have a… more