- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... to you to make it happen. **What's the role?** Bloomberg 's Legal & Compliance Department plays a...ability to analyze data, produce metrics, and present to senior stakeholders + Great project management and written/oral presentation… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... to you to make it happen. **What's the role?** Bloomberg 's Legal & Compliance Department plays a...We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF … more
- Bloomberg (New York, NY)
- … Compliance team in New York, with team members also in London, as a Compliance Officer to support Bloomberg 's Personal Account Dealing and COI programs. ... Compliance Officer - Personal Account Dealing...to you to make it happen. **What's the role?** Bloomberg 's Legal and Compliance Department plays a… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a trading ... anywhere else. It's up to you to make it happen. **What's the role?** Bloomberg 's Chief Risk Office (CRO) Department plays a critical role in supporting our… more
- Bank of America (New York, NY)
- Global Markets Credit - Hedge Funds Credit Risk Officer , Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** At Bank ... reports on key indicators for changes in credit quality to communicate to senior management + Ensures adherence to policy and standards and performs due diligence… more
- Aflac (New York, NY)
- …2024 Worker Designation: Hybrid, minimum of 3 days in the New York City Officer located at 100 Wall Street/corner of Water Street in NYC's Downtown Financial ... investments across our US and Japan operations + The Intern willinteract with Senior Managementand will present their analytical project(s) to an audience of key… more
- CIBC (New York, NY)
- …and material incidents of non- compliance to the relevant Global Markets business head, senior Compliance officer and, if appropriate, head of US Global ... do occur. Regulatory Supervision is a business role (not Compliance ) and is delegated the responsibility to supervise on...preferred + Good knowledge of MS Office (especially Excel), Bloomberg , Python or other languages + Ability to manage… more