- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units ( Broker Dealer) ... and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives...Qualifications:** + Series 7 & 24 registered + Demonstrated Broker Dealer compliance experience + Proven … more
- KPMG (Charlotte, NC)
- …License) issued by US Customs and Border Protection, CUSICO (Certified US Import Compliance Officer ), CUSECO (Certified US Export Compliance Officer ... **Business Title:** Senior Associate, Global Trade Technology **Requisition Number:** 112106...Trade Management (GTM) solutions in their daily trade and compliance activities + Work with clients; business resources to… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit, or regulators. Following is ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more