- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for ... targeted comprehensive reviews. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances...to sanctions risk assessments, and monitoring of sanctions related issues and escalations with senior … more
- Bloomberg (New York, NY)
- Senior Compliance Officer -...compliance risks to avoid breaches, fines and regulatory sanctions + Promote and deliver a compliance ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance… more
- HSBC (New York, NY)
- …US Head of AML, AB&C and Tax Transparency and MD, US Head of FC & BSA/AML Officer to submit to various Compliance and Risk committees and forums (in the US and ... communities and the planet we all share. As a Senior Vice President on our Financial Crime - Anti-Money...in public debate regarding proposed changes in the regulatory compliance landscape, leads bank initiatives relating to new and… more
- Morgan Stanley (New York, NY)
- …governance, oversight, and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance ... Escalation Committee Chairs to identify GFC-related issues to escalate to senior stakeholders from the business/region * Preparing presentations on GFC escalations… more