- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for ... targeted comprehensive reviews. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances...to sanctions risk assessments, and monitoring of sanctions related issues and escalations with senior … more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our...and underlying information + Be responsible for managing the sanctions engineering book of work, and support other domains… more
- Bloomberg (New York, NY)
- Senior Compliance Officer -...compliance risks to avoid breaches, fines and regulatory sanctions + Promote and deliver a compliance ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance… more
- Citigroup (Getzville, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- Morgan Stanley (New York, NY)
- …governance, oversight, and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance ... Escalation Committee Chairs to identify GFC-related issues to escalate to senior stakeholders from the business/region * Preparing presentations on GFC escalations… more