- Charles Schwab (Westlake, TX)
- …engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations...Familiarity with the execution of Second Line of Defense compliance testing including compliance risk… more
- M&T Bank (Clanton, AL)
- **Overview:** The Senior Compliance Testing Analyst is responsible for the leading and execution of compliance testing engagements utilizing a ... compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of identified… more
- Ally (Lansing, MI)
- …your opportunities be, too? **The Opportunity** The Senior Analyst reports to the testing manager and is responsible for executing the day-to-day testing ... effective testing routines along with establishing key relationships within Compliance , Independent Risk Management and Business support partners at Ally. This… more
- Carter's/OshKosh (Atlanta, GA)
- …for domestic and international markets. This role reports to Product Integrity Senior Manager , Testing and Compliance and is based in our Atlanta office. ... many reasons to build your career at Carter's. **how you'll make an impact:** The Senior Analyst Product Integrity (Safety, Quality & Testing ) is part of a… more
- Scotiabank (New York, NY)
- Senior Manager , First Line Testing , US Internal...as well as the management of the GBM first line testing team to ensure compliance with the Bank's ... together to drive ambition for every future! **Purpose** The Senior Manager , First Line Testing ,...In addition, you will oversee the management of regulatory compliance risk inherent in business line by helping GBM… more
- HSBC (New York, NY)
- **Description** The purpose of the Global Banking Control Testing Senior Manager is to lead a team of control testers to ensure successful delivery of ... testing deliverables through effective coaching and overseeing the control testing team and ensuring compliance with the CCO Control Testing Methodology +… more
- Universal Engineering Sciences (Atlanta, GA)
- …Integrity, Value, and Excellence. **Summary** As a ** Senior Construction Materials Testing (CMT) Project Manager ** , you will be responsible for project ... nearly six decades of experience in geotechnical engineering, construction materials testing , building code compliance , threshold inspections and environmental… more
- Universal Engineering Sciences (Knoxville, TN)
- …Responsiveness, Integrity, Value, and Excellence. As a ** Senior Construction Materials Testing (CMT) Project Manager ** , you will be responsible for project ... nearly six decades of experience in geotechnical engineering, construction materials testing , building code compliance , threshold inspections and environmental… more
- Charles Schwab (Westlake, TX)
- …policies, ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and external partners on multiple ... rules (LCR, NSFR, Enhanced Prudential Standards, Basel III, Liquidity Stress Testing ), is highly preferred; + Bachelor's degree required; advanced degree a… more
- Comerica (Farmington, MI)
- Compliance Testing Manager The Manager , Compliance Testing within the second line of defense is responsible for planning, developing, ... implementing, and managing a comprehensive risk-based compliance testing program for their area of...Analyze, aggregate, and report the results/issues/recommendations related to control testing activities to senior management. * Drive… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor ... TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will...address regulatory requirements + Assist in designing second line compliance monitoring and testing + Advise CBD… more
- Warner Bros. Discovery (Atlanta, GA)
- … which may lead to process changes and/or new controls. The Information Security Compliance Senior Manager will drive various initiatives to completion and ... Role ** Warner Bros. is looking for a skilled Senior Manager , Information Security Compliance ...+ Validate system requirements, flows, and written procedures through testing and observations, and to ensure regulatory compliance… more
- Comerica (Dallas, TX)
- …risk support/consulting for key partners. * Lead the strategy to execute control, compliance , and SOX testing requirements and create policies and procedures for ... and awareness of Supplier Risk, Contract Term Management and Compliance Control Testing Oversight * Assess new...compliance trends. * Provide recommendations and counsel to senior management to gain support for implementation of new… more
- Pine Street Inn (Jamaica Plain, MA)
- Senior Housing Compliance Manager Department: Supportive Housing - Property Management Office: 82 Green Street Location: Jamaica Plain, MA Position Type: ... Jamaica Plain, MA JOB DESCRIPTION: SUMMARY OF POSITION: The Senior Housing Compliance Manager for...processes, procedures and documentation. + Conduct internal training and testing (individual and group) + Conducts internal audits and… more
- Comerica (Charlotte, NC)
- Sr. Manager Compliance The Manager , Senior Compliance is responsible for the CMS-Program within their Division. They are considered the Compliance ... within their purview. This includes responsibility for Third Party Compliance , including Control Testing strategy and implementation, day-to-day oversight,… more
- Terumo Medical Corporation (Somerset, NJ)
- …implementation of global and regional policies and procedures, training, monitoring and auditing. Senior Compliance Manager will act as the Subject Matter ... Senior Manager , Healthcare Compliance ... Senior Manager , Healthcare Compliance Date: Apr 19,...genetic information (including the refusal to submit to genetic testing ), or any other category protected by law. As… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the...compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may… more
- KPMG (Columbus, OH)
- **Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 107719 - 72 **Function:** Tax Services **Area of ... seeking a Manager / Senior Manager to join our Global Compliance Management...circumstances, clients also may require proof of vaccination or testing (eg, to go to the client site). **GL:**… more
- Citigroup (Tampa, FL)
- …teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the ... internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent… more
- Abbott (Santa Clara, CA)
- …to work for diversity, working mothers, female executives, and scientists. **The Opportunity** The Senior Privacy Engineer and Compliance Manager is part of ... privacy control systems, compliance and processes to fulfill commercial needs. Senior Privacy Engineer and Compliance Manager Responsibilities: * Develop… more