- Truist (Charlotte, NC)
- …for additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. Senior Financial Manager role that ... development, modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer to join the Consumer Credit Risk organization within Corporate Risk who will ... executive and senior management within the business aligned Chief Risk Officer (CRO) teams, specifically focused on credit risk management and oversight. They… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer within Independent Testing & Validation (IT&V) as part of Corporate Risk. ... and controls according to standards and other applicable policies. We are seeking a Senior Lead Independent Testing Officer who will be responsible for subject… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... and conducting horizontal targets reviews, and issues management. The senior level is responsible for review and challenge self-assurance...as assigned + This open position is for the Financial Crimes Compliance (FCC) - Regulatory Program… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer for the Personal Lending CRO Loss Forecasting and Analytics group is looking for an ... experienced Senior Lead Credit Risk Officer to lead...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position supporting Corporate Banking Private Capital ... experience Preferred Skills/Experience - Considerable understanding of applicable laws, regulations, financial services, and regulatory trends that impact their… more
- Truist (Charlotte, NC)
- …2. Minimum ten years of experience (with demonstrated career progression) in financial institution Risk Management, Regulatory Oversight, Corporate Treasury, or ... (United States of America) **Please review the following job description:** As a senior member of the Market and Liquidity Risk Management (MLRM) team within the… more
- Fifth Third Bank, NA (Charlotte, NC)
- …significant issues to senior management. + Assist in closing regulatory , audit and self-identified financial crimes-related program deficiencies and other ... in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes (FC) Officer I must have...policies, procedures and tools, and increase efficiency. + Monitors financial crimes-related regulatory and industry developments and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer to lead the Originations capabilities for the Small Business Card segment. **In ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Truist (Charlotte, NC)
- …product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage across ... as member on various Committees, Councils and Working Groups, Board meetings, regulatory agency meetings and examinations to offer 1st Line effective challenge,… more
- Truist (Charlotte, NC)
- …not limited to:** + **Tracking, reviewing, and analyzing private fund regulatory updates and assisting with implementing necessary changes across the GFOAS/TIS/TAS. ... private equity funds and other pooled vehicles).** + **Responding to different regulatory examinations and inquiries pertaining to the private fund complex.** +… more
- Truist (Charlotte, NC)
- …and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement strategies and methods related to the compliance ... and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives...of education and work experience 2. Eight years of financial institution experience 3. Five years of direct experience… more
- Truist (Charlotte, NC)
- …within the Risk Management Organization (RMO), operating under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent ... periodic quantitative and qualitative assessments of risk management practices. 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some… more
- Bank of America (Charlotte, NC)
- …and sound credit skills. In some cases, the role may assist a Senior Portfolio Management Officer (SPMO). They monitor clients operating performance and ... Portfolio Management Officer III Charlotte, North Carolina;New York, New York;...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... guided by a common purpose to help make financial lives better through the power of every connection....indicators for changes in credit quality to communicate to senior management + Ensures adherence to policy and standards… more
- Truist (Charlotte, NC)
- …Risk Officer , Operational Risk Management Committee, other risk committees, senior risk officers, Executive Leadership, Board of Directors, LOB managers, as well ... the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for execution of Operational and...as regulatory agencies. 5. Provide inputs and data to execute… more
- Truist (Charlotte, NC)
- …description:** Serve in the primary support role for a Business Unit Chief Risk Officer (BUCRO) & Enablement Leader in the operating model for the Enablement team. ... of all eight risk types. Interact with and present periodically to senior executives within the Risk Management Organization (RMO) or Business Units. Work… more
- Bank of America (Charlotte, NC)
- Global Markets Credit - Hedge Funds Credit Risk Officer , Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** At Bank ... are guided by a common purpose to help make financial lives better through the power of every connection....(TOH) and Line of Business (LOB) specific reports or regulatory related reporting. Responsible for all aspects of the… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Control Management Officer supporting our Consumer Lending group. This role is part of the Evidence Based Control… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support the Auto Product Analytics and Digital Innovations group. **In this role,… more