- Charles Schwab (Westlake, TX)
- …seeking a Senior Auditor ( Senior Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of the business process ... Senior Manager in the Broker -Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the… more
- Charles Schwab (Phoenix, AZ)
- …controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Technology Senior Specialist primarily responsible for executing ... to a Director or Senior Manager of the Broker -Dealer/Asset Management team, the Internal Audit Technology Senior Specialist will have responsibility for… more
- MUFG (Tempe, AZ)
- …day. A member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading ... end-to-end audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establishes direction for staff on more… more
- State of Colorado (Denver, CO)
- …of financial information with guidance from the senior staff auditor ; + Preparing written internal communications regarding the completed financial ... + Certified Public Accountant (CPA), Certified Fraud Examiner (CFE), and/or Certified Internal Auditor (CIA); + Demonstrated state experience auditing and… more
- Charles Schwab (Lone Tree, CO)
- …testing, concluding, and results reporting for the annual assessments of management's Internal Control over Financial Reporting (ICFR) for SOX and FDICIA, and for ... the annual assessments of management's Internal Control over Compliance (ICOC) for SEA Rule 17a-5....assets with Schwab. The SCO is looking for a Senior Specialist to support the Information Technology (IT) portions… more
- Comerica (Frisco, TX)
- …books and records requirements. Audit * Review and respond to annual external auditor requests. * Coordinate responses to Internal audit requests, inquiries and ... and daily work must be detailed and accurate. Responsible for all internal and external financial reporting and accounting for Comerica Securities, a FINRA… more