- Manulife (Boston, MA)
- …today. **Working Arrangement** Hybrid **Job Description** The core job responsibility for a Senior Compliance Analyst (non-exempt) is to monitor the John ... and/or reporting requests + Assist in the training and mentoring of less senior Investment Compliance Analysts + Handle compliance department tasks… more
- Scotiabank (New York, NY)
- Senior Analyst , Investment Banking, Leveraged Finance / Non- Investment Grade Finance - New York, NY **Requisition ID:** 195748 **Salary Range:** ... team, committed to results, in an inclusive and high-performing culture. **Title** : Senior Analyst , Investment Banking, Leveraged Finance / Non-… more
- Ascension Health (St. Louis, MO)
- …your Talent Advisor for additional specifics._ **Responsibilities** **POSITION SUMMARY:** The Senior Accountant reports to the Director, Investment Operations, ... and supports the Manager, Investment Operations, Senior Director, Investment Operations, the Health Ministries,...to recordkeeping system for the portfolios. Preparation of foreign compliance and registration for investment managers. +… more
- T. Rowe Price (Baltimore, MD)
- …us and grow your career with us. PRIMARY PURPOSE OF THE POSITION This Portfolio Investment Analyst (PIA) resides within the Investment and Trading Solutions. ... difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today… more
- Raymond James Financial, Inc. (Chicago, IL)
- …debt and equity financings, mergers and acquisitions and financial advisory. Analyst will contribute and generate ideas during the entire transaction process. ... Abilities:** **Knowledge of:** * Fundamental concepts, practices and procedures of Investment Banking. * Fundamental investment concepts, practices and… more
- Scotiabank (New York, NY)
- …and the capital markets. Scotiabank brings new Analysts in contact with clients and senior investment bankers at the earliest possible stage, allowing them to ... Investment Banking Analyst , US Real Estate...and participating in business development with the guidance of senior group members. On any given project, Analysts will… more
- T. Rowe Price (Baltimore, MD)
- …opportunity to join us and grow your career with us. Scope The Lead Portfolio Investment Analyst (PIA) resides within the TRPIM Investment and Trading ... traders on behalf of Portfolio Managers to resolve trading issues. + Works with Compliance and Legal to clarify and resolve investment strategy issues and… more
- Scottish Rite for Children (Dallas, TX)
- …We're committed to giving children back their childhood! Job Posting Title: Sr. Investment Analyst Location: Dallas - Hospital Additional Posting Details: Monday ... Description: Posting Summary Prepare investment portfolio and private investment analysis, including risk decomposition, guideline compliance , and portfolio… more
- Mizuho Corporate Bank (New York, NY)
- …to join our Investment Grade Debt Capital Markets group as an Analyst 2/3, covering the Consumer, Healthcare & Industrial sectors. In this role, you will ... transactions, including bond issuances and liability management exercises. + Collaborate with senior team members across product groups and investment banking… more
- Edward Jones (Tempe, AZ)
- …the fund complex. + Assists with overseeing subadviser due diligence, investment compliance monitoring, facilitating and reviewing quarterly questionnaires. + ... experience in asset management industry focusing on regulatory, securities, or investment compliance experience. + Bachelor's degree in business, Finance,… more
- T. Rowe Price (Baltimore, MD)
- …and internal investment committee meetings. Develops content as directed by investment staff and senior team members. + With guidance and oversight ... exercises and provides operational coverage as needed for a defined subset of investment strategies. Under the direction of senior team members and management,… more
- Santander US (New York, NY)
- Analyst /Associate - Investment Banking - Financial Institutions Group (FIG) New York, United States of America Essential Functions/Responsibility Statements: + ... Provides support to senior bankers. + Develop client presentation materials, including all...timely execution to meet client expectations. + Adheres to compliance procedures and internal/operational risk controls in accordance with… more
- Santander US (New York, NY)
- Analyst - Investment Banking - Chemicals New York, United States of America Essential Functions/Responsibility Statements: + Provides support to senior ... ensuring timely execution to meet client expectations. + Adheres to compliance procedures and internal/operational risk controls in accordance with any and… more
- Atria Wealth Solutions (Houston, TX)
- …Syracuse 13202 + Fully Remote - USA Compensation: 70,000 - 85,000 Position Purpose: The Senior Compliance Analyst assists the firm in mitigating certain risk ... of compliance with industry regulations and firm policies. The Analyst will possess broad capability and compacity. Essential Functions, Duties and… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Insurance Fund, State Title Junior Investment Analyst (Multiple Positions) Occupational Category Other Professional Careers Salary Grade NS ... and administrative aspects of managing NYSIF's portfolios.* Collaborating with Investment Department colleagues on daily activities and special projects.* Assisting… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** As a Senior Compliance Analyst you will be providing compliance support for Principal Advised Services', an SEC-registered ... kinds of things you'll do when you join our Compliance team: + Assist with oversight of investment...ad hoc research at the direction of the Chief Compliance Officer or senior Compliance … more
- JPMorgan Chase (Washington, DC)
- …investigations referred from JPMC's LOB, Regional AML Investigations, GFC Legal Counsel, and Senior Management. The role of the Data Analyst involves working ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...newly developed data analytic solutions. As a GFIU Data Analyst , you will support the development of new data… more
- Amentum (Arlington, VA)
- …of the national security risks posed by transactions before the Committee on Foreign Investment in the United States (CFIUS) and the Committee for the Assessment of ... analysis + Risk mitigation strategy development and implementation + Compliance monitoring and enforcement Candidates must be well-organized, detail-oriented, and… more
- CalSTRS (Sacramento, CA)
- Job Posting: Actuarial Senior Analyst State Teachers' Retirement System JC-431522 - Actuarial Senior Analyst ACTUARIAL SENIOR ANALYST $7,180.00 - ... seeking a motivated individual to work as an Actuarial Senior Analyst . The Actuarial Resources Division, led...in the area of benefit funding, program design, development compliance , health, future economic trends and investment … more
- T. Rowe Price (Owings Mills, MD)
- …explore the opportunity to join us and grow your career with us. Role Summary The Senior Business Analyst on the Sales and Client Data Strategy Team will be ... are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can...Sales Management (GSM) Business Group is looking for a Senior Business Analyst of Sales Data Strategy… more