- Novo Nordisk Inc. (Plainsboro, NJ)
- …range of expertise of principles, methods, practices, standards, procedures and compliance requirements of a particular business function in designing and developing ... or external ticketing system. Support Serialization and other operations in compliance with DSCSA 2023 requirements. Provide support to IT processes around… more
- Dexian - DISYS (Chicago, IL)
- …support for a broad range of Clients (hedge funds, market makers, trading firms, advisers and investment banks), Global Market products and businesses including: ... data, clearing fees and memberships within sub ledger and Exchanges.Ensuring compliance with regulatory and industry mandates across 15 Legal EntitiesProduction of… more
- Russell Tobin & Associates (Jersey City, NJ)
- What are we looking for in our IT Business Analyst III - Daily? Title: Senior Business Analyst Duration: 12 Months Location: Jersey City, NJ (Onsite) Pay ... Focuso Able to build relationships with a mix of intermediate and senior colleagues or clients.o Interacts regularly with management and department leaders.o… more
- Portland General Electric (Tualatin, OR)
- …new and current systems, processes, and procedures in a cost-effective manner. **Business Systems Analyst / Senior Business Systems Analyst ** ** Senior ... hiring for a position open to both mid-career and senior level candidates. The level will be determined based...elicit, document, analyze and validate requirements for new energy trading and risk systems and enhancement of existing systems.… more
- NextEra Energy (Juno Beach, FL)
- ** Trading Compliance Analyst ** **Date:** Apr 22, 2024 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 77639 is one ... rule impact analysis, testing controls, etc. + Assist in gathering and analyzing compliance metrics and reporting to senior management + As needed, work… more
- T. Rowe Price (Baltimore, MD)
- …join us and grow your career with us. Position Purpose: The Derivatives and Funding Senior Analyst supports Trading and Investment strategy on a wide variety ... coordination and collaboration across various T. Rowe Price business units, including Trading , Risk/Legal/ Compliance , Operations & IT, to build and deliver… more
- BP Americas, Inc. (Houston, TX)
- …Commodity Risk Analyst will play a key role working with trading , marketing & origination, scheduling, structuring, and support functions for the Power bench. ... middle-office, risk, and financial controls function accountable for ensuring that trading and origination activities are conducted within a robust control… more
- S&P Global (Chicago, IL)
- **About the Role:** **Grade Level (for internal use):** 11 ** Senior Analyst - US Structured Finance - CMBS Ratings** **About the Role:** The practice provides ... by single or multiple commercial real estate loans. The Senior Analyst will be an integral part...monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance… more
- Atria Wealth Solutions (Houston, TX)
- …Syracuse 13202 + Fully Remote - USA Compensation: 70,000 - 85,000 Position Purpose: The Senior Compliance Analyst assists the firm in mitigating certain risk ... of compliance with industry regulations and firm policies. The Analyst will possess broad capability and compacity. Essential Functions, Duties and… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** As a Senior Compliance Analyst you will be providing compliance support for Principal Advised Services', an SEC-registered investment ... ad hoc research at the direction of the Chief Compliance Officer or senior Compliance ...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Ally (Lansing, MI)
- …You're constantly evolving, so shouldn't your opportunities be, too? **The Opportunity** The Senior Analyst reports to the testing manager and is responsible for ... quarterly test plan and reporting of test results. The Senior Analyst will have a role in...effective testing routines along with establishing key relationships within Compliance , Independent Risk Management and Business support partners at… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** As a Senior Compliance Analyst you will be providing technology compliance support for Principal Advised Services, an SEC-registered ... Principal Bank (R) . Together, you will provide technology compliance support within Retirement Income Solutions. Here are a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- S&P Global (Chicago, IL)
- …(for internal use):** 11 **The Team:** We currently have an exciting opportunity for a Senior Analyst , Global Fixed Income Fund Ratings to join our Fund Ratings ... SMEs, as part of a team led by a senior analyst , and other experienced team members...monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance… more
- Morgan Stanley (New York, NY)
- …Daily communication with all segments of Riverview Omni business lines: internal trading /risk, sales, compliance , back office, counterparties, and third party ... for internal trading strategies - Monitor & report on ongoing compliance requirements in connection with financing arrangements - Develop tools and reports for… more
- Charles Schwab (San Francisco, CA)
- …of Schwab Asset Management (SAM) investment professionals across portfolio management, trading , and compliance for Schwab's proprietary mutual funds, referred ... Digital Tool of the Year". Your role as a Senior Business Systems Analyst is to play...environment while supporting multiple lines of stakeholders, such as trading , portfolio management, compliance , and/or risk. +… more
- Bloomberg (New York, NY)
- Senior Risk Data Analyst - First...large data sets, with demonstrated exposure to Financial Services, Trading or Compliance risks + Ability to ... stakeholders continue to evolve. We are looking for a Senior Risk Analyst who will develop a...risk management agenda including product, risk management, legal and compliance and internal audit + Work with Senior… more
- Wells Fargo (Miami, FL)
- …stakeholders and our external client base via consistent dialogue and live meetings. The Senior Analyst will need to build strong relationships not only with ... Equity Research colleagues, but also with Equity Sales, Cash Trading , Derivatives, Wealth Management, and others. Learn more about...respect for their total relationship with Wells Fargo. The Senior Analyst will: + Develop expertise on… more
- City of Lakeland (Lakeland, FL)
- Energy Trader Analyst Senior Print (https://www.governmentjobs.com/careers/lakelandfl/jobs/newprint/4059502) Apply Energy Trader Analyst Senior Salary ... contracts. + Conducts energy analysis comparing solar meter reading to ensure compliance with purchase power contracts. + Provides support to the Power Resources… more
- Athene (West Des Moines, IA)
- …operational aspects of Athene's Derivative investment and hedging strategy. The Senior Derivative Operations Analyst will have responsibilities associated with ... support, data management, investment accounting oversight, and derivative legal compliance . Accountabilities: + Work closely with Derivative Portfolio Management,… more
- Athene (New York, NY)
- …operational aspects of Athene's Derivative investment and hedging strategy. The Senior Derivative Operations Analyst will have responsibilities associated with ... support, data management, investment accounting oversight, and derivative legal compliance . Accountabilities: + Work closely with Derivative Portfolio Management,… more
