- AON (New York, NY)
- Aon is seeking a Senior Vice President / Broker III - National Casualty Accounts Are you seeking a role where there is phenomenal team retention and get to ... a different geographic location. LI-HYBRID #LI-KA1 #USA_IND 2537524 Aon is seeking a Senior Vice President / Broker III - National Casualty Accounts Are… more
- AON (New York, NY)
- …of M&A transactions. We are looking for an Assistant Vice President - Broker to work alongside the senior members on the Reps & Warranties team in ... Aon is looking for an Assistant Vice President - Broker ...Aon is looking for an Assistant Vice President - Broker As part of an...an Assistant Vice President - Broker to work alongside the senior members… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President in Risk Management and Compliance, you are at the center of ... with respect to potential liquidity risk implications within the firm's broker -dealer business. You will continuously assess emerging risks to Firm's liquidity… more
- Zurich NA (New York, NY)
- Senior Regional Vice President - Contract Surety 107777 Zurich North America is currently looking fill an opening for a Senior Regional Vice ... that will focus on developing our underwriting talent and driving and cultivating broker relationships. We are looking for a Leader that will exercise strong… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establishes direction for staff on more complex audit… more
- SMBC (New York, NY)
- …as a business analyst in front office * Solid knowledge of broker -dealer/investment banking environment, sales & trade flows and eTrading domain experience * ... Understanding of market data, market making, and pre-trade concepts * Analytical skills to troubleshoot a variety of symptoms, diagnose problems, and test, recommend and implement solutions to technology problems * Forward thinker who seeks to improve business… more
- HUB International (New York, NY)
- …and servicing all lines of insurance. We currently have an opportunity for a First Vice President - Financial Institutions. This position will build a book of ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- Hold Brothers (New York, NY)
- Hold Brothers Capital, LLC, a leading self-clearing proprietary broker -dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage ... accounting standards. Essential Functions + Partner with CEO and senior management to work on day to day operations...+ Preparing financials and books and records for the Broker -Dealer according to GAAP and ensuring all regulatory reporting… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Credit Risk* **Title:** * Vice President , Credit Risk (Risk Management)* **Location:** *New ... (ie, listed options, exchange-traded futures & FX forwards) booked on broker /dealer platforms, supporting a primarily private-client base. The ideal candidate has… more
- Santander US (New York, NY)
- Vice President - Americas Control Room Officer, Corporate & Investment Banking (CIB) New York, United States of America The Santander CIB (US) Control Room ... within a US regulated financial institution, specific work experience with broker -dealer federal and state regulations related to insider trading and/or conflicts… more
- Citigroup (New York, NY)
- …Department is responsible for the rules that require US registered broker /dealers to maintain sufficient liquid assets to satisfy their capital requirements ... for the safeguarding of customer funds held by the broker -dealer. The primary entity that is subject to these...Rule 15c3-1 and 15c3-3; + Report financial results to senior management + Assist with the SEC & FINRA… more
- Vylla Home (Fairfield, CT)
- …as assigned. **Qualifications:** + Active New York & Connecticut Real Estate Broker 's Licenses + Excellent communication skills + Actively participates in online ... problems and to collaborate and explore alternative solutions + Ability to interact with Senior Management as an advisor on projects + Ability to make decisions that… more
- HUB International (New York, NY)
- HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health, ... point in time while communicating the status of an opportunity to senior management. 7. Applying (basic) proficiency of loss analysis, SIRs, Retrospective… more
- JPMorgan Chase (New York, NY)
- …well. **Job Responsibilities:** + Provide legal advice to business partners, including senior level management and directors of the Global Shares Group, regarding ... services in the United States would be a strong advantage, eg, broker -dealer regulations and privacy regulations. + Creative problem-solving skills; an ability to… more
- HUB International (Woodbury, NY)
- …and coordinate account activity: + Work within a fast paced team environment supporting Vice President of Sales + Service and monitor in-force accounts and ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... overall compliance framework for PAS as a dually registered broker -dealer and investment adviser. The incumbent will lead the...a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors… more
- Broadridge Financial Solutions (Edgewood, NY)
- …the way, come join the Broadridge team. Broadridge is currently looking for a Vice President of Software Engineering to join the growing IT Product Development ... as a technology strategist, execution driver, and business operation leader. The Vice President of Software Engineering operates in a critical executive… more
- Santander US (New York, NY)
- …Middle Office Business Support- CIB New York, United States of America The Vice President /Sr. Associate of Equity Middle Office Business Support within the ... experience working in the Financial Services Industry at a Broker -Dealer in the Middle Office or Operations areas. **Skills...(rather than authority). + Ability to interact confidently with senior management and clients. + FINRA Series 99 or… more