- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Investment Advisor (RIA) and introducing broker dealer (IBD) training, to conduct risk management activities of limited scope and complexity to support the RIA ... or recommend solutions. **Essential Duties and Responsibilities:** * Conduct appropriate due diligence related to new business through the review of prospective… more
- Citigroup (Tampa, FL)
- …* Keep in mind that the candidate will have a short learning curve, due to the complex and dynamic nature of the business. Therefore, the candidate must ... projects related to Issuer Services business in order to improve process and reduce risk and manual intervention. * Work on holidays and at different time - zones… more
- Honeywell (Clearwater, FL)
- Role: Sr . Export Compliance Officer/Compliance Assurance Analyst The future is what you make it. When you join Honeywell, you become a member of our global team ... International Inc. is seeking candidates for an exciting opportunity as a Sr . Export Compliance Officer/Compliance Assurance Analyst reporting to the Director… more
- Citigroup (Tampa, FL)
- Citibank, NA seeks an Applications Development Senior Programmer Analyst for its Tampa, FL location. Duties: Provide subject matter expertise regarding ... related to feasibility studies, time and cost estimates, IT planning, risk technology, applications development, model development, establish and implement new or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …suspicious activity that may arise from account surveillance, branch escalations, risk alerts, regulatory investigations, and matters otherwise escalated to the AML ... Group by the Business, Compliance, Legal, Risk or other Firm divisions where account transactional activity...account transactional activity is at issue. * Conduct appropriate due diligence related to the potential suspicious activity through… more
- Citigroup (Tampa, FL)
- …earnings release, 10-Q/10-K disclosures, preparation/review of Board of Directors and Senior Management Presentations and Analyst Packages, maintenance of the ... The Lead Analyst position is an integral member of the...interact very closely with other groups throughout Citi, including Risk , Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …workflow to ensure that established deadlines are met and, with the input of senior management, determine that the due diligence process was performed correctly ... employed in the analysis, and concurrence with the conclusions reached by the analyst . Occasionally perform site visits to analyze market conditions to determine the… more
- Citigroup (Tampa, FL)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing brokerage-related transactions originating from trading desks in ... related to securities processing or hedge fund activities + Conduct discovery and due diligence activities with clients to meet their needs + Assess service quality… more