• Sr . Reg . Client

    Raymond James Financial, Inc. (New York, NY)
    …in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... Duties and Responsibilities** * Serves as first point of contact to service a high volume of daily interactions, including basic inquiries, providing quotes… more
    Raymond James Financial, Inc. (02/28/24)
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  • VP - NAM Futures Clearing & Reg Reporting…

    Citigroup (Jersey City, NJ)
    …operations processes + Propose solutions to implement settlement process improvements, client service enhancements, or overall technology enhancements + ... The Securities & Derivatives Sr Manager is a senior management...derivatives transactions. **Responsibilities:** + Develop and implement business initiatives, client solutions, or projects affiliated with securities and derivatives… more
    Citigroup (03/01/24)
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  • Manager, Director, Liquidity Risk

    KPMG (Montvale, NJ)
    …cash flow forecasting and funding planning; and knowledge of liquidity requirements under Reg YY, OCC bulletins and Federal Reserve SR letters. Business process ... Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In… more
    KPMG (03/13/24)
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  • Restricted Securities Generalist

    Morgan Stanley (New York, NY)
    …products and transactions related to HNW Clients. We dedicate focus to senior executives of public companies to assist in liquidity needs through understanding ... after year, and maintaining the highest rank in the industry in quality and service . As part of the Restricted Securities Specialist Team you will devote your time… more
    Morgan Stanley (04/02/24)
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