- USAA (Charlotte, NC)
- …and analyzing and interpreting data. **What sets you apart:** + Experience with Third Party oversight and performance management (SLAs/KPIs) + Effectively ... mitigate, and manage existing and emerging risks while diligently monitoring third - party relationship compliance with USAA and regulatory requirements. +… more
- Robert Half Accountemps (Charlotte, NC)
- …internal monitoring and training. You will also be expected to help with research compliance tasks, third - party oversight , and issue management. ... Responsibilities: * Assist with overseeing the audit processes for compliance to policies, procedures, and regulations. * Document processes and promote positive… more
- Bank of America (Charlotte, NC)
- …of FLU or Control Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, the ... job is responsible for executing second line of defense compliance and operational risk oversight for a...Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- …of FLU or Control Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, the ... job is responsible for executing second line of defense compliance and operational risk oversight for a...Function ("FLU/CF") performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- …of FLU or Control Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, the ... job is responsible for executing second line of defense compliance and operational risk oversight for a...Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- … and operational risk oversight of FLU performance and any related third party /vendor relationships in alignment with the Global Compliance - ... and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU...Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... to policies, and developing reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... to policies + Engages in activities to provide independent compliance and operational risk oversight of Front...Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- …Front-Line Unit or Control Function performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... for leading and executing the second line of defense compliance and operational risk oversight for a...oversight for a Front-Line Unit, Control Function, and/or Third Parties. Key responsibilities include leading a compliance… more
- Bank of America (Charlotte, NC)
- …Front Line Unit or Control Function performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... Risk officer team to execute second line of defense compliance and operational risk oversight for a... for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the… more
- Bank of America (Charlotte, NC)
- …of FLU or Control Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, the ... job is responsible for executing second line of defense compliance and operational risk oversight for a... for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front...Compliance and Operational Risk Specialist to provide second-line oversight of NFRR for the America's (AMRS) region. The… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... EAC Compliance & Operational Risk Manager Charlotte, North Carolina...to policies + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... Compliance and Operational Risk Manager- Control Room Charlotte,...to policies + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... EAC Compliance & Operational Risk Manager- Registration and Licensing...to policies + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond,...and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- DR Horton, Inc. (Charlotte, NC)
- …as regulatory, operational or industry practices-requirements dictate * Coordinate with third party environmental contractors and consultants responsible for ... a*_Field Stormwater Compliance Representative_*. The right candidate will provide field oversight to an assigned area consisting of between 10 and 25 DR Horton… more
- Bank of America (Charlotte, NC)
- … of Front Line Unit or Control Function (FLU/CF) performance and any related third party /vendor + Identifies and escalates problems or issues that arise and ... Compliance & Ops Risk Manager Charlotte, North Carolina...This job is responsible for the execution of the Compliance and Operational Risk Management (CORM) Program. Key responsibilities… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... Compliance and Operational Risk Manager (Security Log Management)...is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front… more
- USAA (Charlotte, NC)
- …as well as important external constituents such as rating agencies, third - party investment firms, and regulators. Provides oversight on activities of ... as defined within the Enterprise Sensitive Positions Mandatory Time-Away Compliance Policy. Employees in Sensitive Positions are required to...and/or Bank assets + Experience in evaluating and using third party systems used for front and… more