- USAA (Charlotte, NC)
- …and analyzing and interpreting data. **What sets you apart:** + Experience with Third Party oversight and performance management (SLAs/KPIs) + Effectively ... mitigate, and manage existing and emerging risks while diligently monitoring third - party relationship compliance with USAA and regulatory requirements. +… more
- Robert Half Accountemps (Charlotte, NC)
- …internal monitoring and training. You will also be expected to help with research compliance tasks, third - party oversight , and issue management. ... Responsibilities: * Assist with overseeing the audit processes for compliance to policies, procedures, and regulations. * Document processes and promote positive… more
- Bank of America (Charlotte, NC)
- …of FLU or Control Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, the ... job is responsible for executing second line of defense compliance and operational risk oversight for a...Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- …of FLU or Control Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, the ... job is responsible for executing second line of defense compliance and operational risk oversight for a...Function ("FLU/CF") performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- …of FLU or Control Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, the ... job is responsible for executing second line of defense compliance and operational risk oversight for a...Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... to policies, and developing reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... to policies + Engages in activities to provide independent compliance and operational risk oversight of Front...Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance… more
- Bank of America (Charlotte, NC)
- …of FLU or Control Function (CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, the ... job is responsible for executing second line of defense compliance and operational risk oversight for a... for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... EAC Compliance & Operational Risk Manager Charlotte, North Carolina...to policies + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... Compliance and Operational Risk Manager- Control Room Charlotte,...to policies + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... EAC Compliance & Operational Risk Manager- Registration and Licensing...to policies + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond,...and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- Bank of America (Charlotte, NC)
- … of Front Line Unit or Control Function (FLU/CF) performance and any related third party /vendor + Identifies and escalates problems or issues that arise and ... Compliance & Ops Risk Manager Charlotte, North Carolina;Scranton,...This job is responsible for the execution of the Compliance and Operational Risk Management (CORM) Program. Key responsibilities… more
- Bank of America (Charlotte, NC)
- …Unit or Control Function (FLU/CF) performance and any related third party /vendor relationships in alignment with the Global Compliance - Enterprise Policy, ... Compliance and Operational Risk Manager (Security Log Management)...is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front… more
- Xylem (Charlotte, NC)
- …oversight of Xylem's defined benefit and contribution plans including coordination with third party actuaries. This role will also be responsible for ... execution of internal controls and Sarbanes-Oxley compliance . We offer a full benefits package to include...Xylem's defined benefit and contribution plans + Coordination with third party actuaries and internal contacts for… more
- USAA (Charlotte, NC)
- …risk control self-assessments, procedure governance, control design, new product controls, CoSA Third Party Governance, or quality governance. + Performs ongoing ... solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight of procedures/process,… more
- USAA (Charlotte, NC)
- …+ Broad risk experience, either in audit or in enterprise risk functions ( Third Party , Fraud, Operational and Legal risks). + Demonstrated accomplishments ... special! **The Opportunity** Our Director, Audit leads the planning, execution and oversight of the consolidated annual audit plan including risk-based assurance and… more
- USAA (Charlotte, NC)
- …Risk Governance, Model Risk Management, New Products and Services Risk Management, Third Party Risk Management, Technology Risk Management, Stress Testing, ... gap monitoring, oversight , and escalation. + Acts as liaison with Compliance and Legal on federal and state legal and regulatory considerations. + Liaises… more
- USAA (Charlotte, NC)
- …risk control self-assessments, procedure governance, control design, new product controls, CoSA Third Party Governance, or quality governance. + Apply a ... compliance related initiatives including but not limited to: oversight of procedures/process, accurate regulatory reporting and filing, document governance,… more
- City National Bank (Charlotte, NC)
- …Risk Management, First Line Business Continuity Management, Crisis Management Group, and Third - Party Risk Management. + Ensure appropriate escalation of issues ... Management, Operational Risk or Resilience assurance and / or oversight , or business continuity audit or compliance ...or oversight , or business continuity audit or compliance experience. + Minimum 6 years of experience in… more