- Trane Technologies (Davidson, NC)
- …! **Job Summary：** Assume responsibility for delivery and execution of trade compliance data governance program in support ... compliance regulatory requirements. + Ability to seamlessly share trade compliance data with other functional stakeholders, including Engineering,… more
- Bank of America (Charlotte, NC)
- …Quality Assurance Daily responsibilities of the Compliance Surveillance Specialist include execution of trade -surveillance alerts, identifying and escalating ... Trade Surveillance Specialist Charlotte, North Carolina...and resolve complex problems * Daily responsibilities of the Compliance Specialist include execution of Insider Trading… more
- Wells Fargo (Charlotte, NC)
- **About this role:** CIB Quantitative Strategies Associate/ Specialist needed to help drive our objectives in counterparty risk modeling. The candidate will implement ... + Partner with technology to drive platform design across quant model, data , and calculation framework. **Required Qualifications, US:** + 2+ years of Securities… more
- Truist (Charlotte, NC)
- …and providing guidance on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or ... work alongside and communicate with external clients as well as Technology, Compliance , Risk, Legal, Sales and Trading internal partners. **ESSENTIAL DUTIES AND… more
- Bank of America (Charlotte, NC)
- Compliance & Op Risk Manager - EQ/Futures New...trading desk to include order placement and routing, market data , and the full trade life cycle, ... quality of alerts using expertise of product-specific market microstructure and supporting data . + Improve the Surveillance program by identifying critical order /… more