- Trane Technologies (Davidson, NC)
- …! **Job Summary：** Assume responsibility for delivery and execution of trade compliance data governance program in support ... compliance regulatory requirements. + Ability to seamlessly share trade compliance data with other functional stakeholders, including Engineering,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** CIB Quantitative Strategies Associate/ Specialist needed to help drive our objectives in counterparty risk modeling. The candidate will implement ... + Partner with technology to drive platform design across quant model, data , and calculation framework. **Required Qualifications, US:** + 2+ years of Securities… more
- Bank of America (Charlotte, NC)
- Senior Business Control Specialist Charlotte, North Carolina;Jacksonville, Florida; Scranton, Pennsylvania **Job Description:** **ABOUT US:** At Bank of America, we ... control processes within the LOB or ECF by evaluating data to help identify, track, and report issues and...team. This role requires a strong operational risk and compliance background, and understanding of Commercial products. Acts as… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our (CAT) Oversight Team as part of Corporate Investment Banking. ... your understanding of the equity and options order and trade process and play a leading role with a...of technology partners maintaining end to end systems generating data for CAT reporting. You will also play a… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within Regulatory Reporting as part of Corporate Investment Banking. **In ... force designed to streamline our reporting, raise Out Of Compliance issues, and work with our technology partners and...The candidate will compile the daily recap for Swap Data reporting across asset class, manage and distribute TRACE… more
- Truist (Charlotte, NC)
- …and providing guidance on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or ... work alongside and communicate with external clients as well as Technology, Compliance , Risk, Legal, Sales and Trading internal partners. **ESSENTIAL DUTIES AND… more
- Bank of America (Charlotte, NC)
- Compliance & Op Risk Manager - EQ/Futures New...trading desk to include order placement and routing, market data , and the full trade life cycle, ... quality of alerts using expertise of product-specific market microstructure and supporting data . + Improve the Surveillance program by identifying critical order /… more
- Wells Fargo (Charlotte, NC)
- …account services, balance investment management; cash concentration solutions; supply chain, trade , and equipment finance as well as foreign exchange. + Line ... Ability to attract strong talent and retain a high performing team and develop specialist talent to lead a transformed organization that is focused on product and… more