- JPMorgan Chase (New York, NY)
- …market conduct risks in the first line through to second line of defense trade surveillance , where appropriate, and other controls. The role will involve day ... implement enhancements to the control's framework associated with the trade venue data governance. The trade venue...with the trade venue data governance. The trade venue data governance framework is designed to mitigate… more
- SMBC (New York, NY)
- …which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. The anticipated ... regulatory requirements (SR 11-10). The candidate will perform ongoing counterparty surveillance , risk exposure monitoring, ad-hoc analysis on various risk analytics… more
- BlackRock (Wing, ND)
- …communication skills are paramount. The candidate should be capable of undertaking surveillance credit coverage/ primary credit coverage of a defined list of issuers ... issues/trends/reforms impacting industries. + Would also assist in tactical execution of trade ideas and portfolio management. She/He would also be responsible for… more
- JPMorgan Chase (New York, NY)
- … surveillance inquiries + Provide principal approval for brokerage trade corrections. Review and action brokerage account maintenance requests (ie options, ... margin, QIB) + Perform oversight of incoming correspondence, checks, and securities. Review trends and patterns of escalated email violations. + Provide pre-approval of suitability for accounts to participate in alternative investments; review and determine… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... a team of associates providing guidance to business partners; oversight/ surveillance to the firm's daily transactions and assist in...this position will have a dotted line to the President , Park Avenue Securities. Reporting into the PAS Chief… more
- Northrop Grumman (Linthicum, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... programs (such as B-1B), airborne / maritime / ground-based surveillance missions (E-3 AWACS, E-7 MESA, TPS-80 G/ATOR and...allow employees to share in company results. Employees in Vice President or Director positions may be… more
- Northrop Grumman (Baltimore, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... limited to: System Architecture/ Concept Development , Candidate Technology Trade Studies, Requirements Development and Derivation, Algorithm Development, Performance… more
- Northrop Grumman (Baltimore, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... limited to: System Architecture/ Concept Development , Candidate Technology Trade Studies, Requirements Development and Derivation, Algorithm Development, Performance… more
- Northrop Grumman (Linthicum, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... Systems** is a strategic partner specializing in delivering intelligence, surveillance , and reconnaissance solutions for classified and unclassified missions in… more
- Northrop Grumman (Linthicum, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... Space Systems is a strategic partner specializing in delivering intelligence, surveillance , and reconnaissance solutions for classified and unclassified missions in… more
- Northrop Grumman (Linthicum, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... Systems** is a strategic partner specializing in delivering intelligence, surveillance , and reconnaissance solutions for classified and unclassified missions in… more
- L'Oreal USA (Jersey City, NJ)
- …New Jersey (Hybrid) Department : Augmented Beauty Technical Incubator Reports Into: Assistant Vice President , Augmented Beauty For more than one hundred years, ... from design practices to commercial life and after market surveillance . At the intersection of a strategic go-getter and...mindset + A strategic doer, comfortable to make effective trade off and prioritization + Able to take initiative… more