- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading , some ... and market structure preferred * Significant experience in providing legal, regulatory or compliance advice to Electronic Trading Business * Strong knowledge of… more
- BP Americas, Inc. (Chicago, IL)
- …Partner relationship management, Presenting, Thought Leadership, Trade discipline and compliance , Trading Fundamentals, Sentiment and Trends, Trading ... **Entity:** Trading & Shipping **Job Family Group:** Supply &...analyze the forward deal pipeline in Salesforce Customer Relationships Manager (CRM). + Provide excellent support for our customers… more
- BMO Financial Group (Chicago, IL)
- …around the world. #bmocapitalmarkets Provides a markets-based suite of sales and trading solutions to Institutional, Corporate, and Retail clients. Offers a full ... of proposals, marketing material, event planning, and scheduling with the cooperation of trading and sales, research, and marketing and with the support of a senior… more
- KPMG (Chicago, IL)
- **Business Title:** Manager , International Tax **Requisition Number:** 111280 - 32 **Function:** Tax Services **Area of Interest:** **State:** IL **City:** Chicago ... for as a firm KPMG is currently seeking a Manager to join our International Tax (https://tax.kpmg.us/services/international-tax.html) practice. Responsibilities: +… more
- Bank of America (Rolling Meadows, IL)
- …Consultant I - Preferred Platform & Product Controls Project/Program Manager Jacksonville, Florida;Hunt Valley, Maryland; Lincoln, Rhode Island; Rolling Meadows, ... & Product Controls Change Execution Team and the aligned Business Controls Lead/ Manager with implementation of control programs and projects. Primary projects in… more
- Mondelez International (Chicago, IL)
- …such as Futures, Options, Over-the Counter markets, in accordance with compliance and stakeholders' preferences. Supports strategy alignment throughout all levels of ... approved coverage and price hedging strategies for Mondelēz International globally in compliance with regulations and best practices + Provides support for financial… more
- CIBC (Chicago, IL)
- …and brand while providing proactive advice and oversight of CIBC's compliance with regulatory requirements, including those related to consumer and investor ... protection, sales practices, securities trading , and anti-money laundering. JOB PURPOSE Reporting to the Director of Operational Resilience within the Operational… more
- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. Provide comments… more
- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... fun, energetic, and intellectually curious. We're seeking a qualified relationship manager to provide white-glove service to our existing clients, while expanding… more
- CIBC (Chicago, IL)
- …Regulation 9 investment review process and the administration of the investment compliance restrictions and rules for client portfolio management. This role will ... Develop and implement investment oversight and monitoring processes to ensure compliance with regulatory requirements and internal policies and procedures + Develop… more
- Invenergy (Chicago, IL)
- …Overview As an Associate, Thermal Asset Management, you will report to a Senior Manager , Thermal Asset Management and assist with and lead a wide range of activities ... Support development of commercial contracts and bids + Collaborate with Commercial and Trading teams on short and long-term power market strategies Regulatory and … more
- Bank of America (Chicago, IL)
- …support for the delivery of end-to-end support for Global Markets sales, trading and underwriting business for securities, foreign exchange, fixed income, exchange ... ongoing training and full understanding of standards, controls, and metrics from compliance partners. This role provides analytical review in executing all Customer… more
- HUB International (Des Plaines, IL)
- …mitigation, applies independent and discretionary judgment to make decisions independent of manager approval on books of insurance business for which the incumbent ... (producers, marketing, customer service, and claims) as well as our external trading partners. + Negotiates terms, conditions, and pricing directly with insurance… more
- Ascensus (Chicago, IL)
- …plans appropriately. The Retirement Service Consultant works with the Relationship Manager to deliver client satisfaction by providing retirement plan and ... client's needs, recommending changes or actions, in conjunction with the Relationship manager . *Achieve individual and team goals for service levels, growth and… more
- BMO Financial Group (Chicago, IL)
- …suite, One Drive, MS teams, and other Investment & Corporate Banking / Trading applications. + Imaging/Re-imaging of corporate and BYOD end user systems (Laptops / ... for short "how to questions". + Perform end-user related Audit / Compliance / Security controls such as: Access reviews, risk assessments, controls verifications,… more
- Invenergy (Chicago, IL)
- …markets and optimize project value + Work closely with Day Ahead Power Traders and Gas Trading Manager to ensure proper DA (Day Ahead) to RT (Real Time) handoff ... sites + Maintain detailed records regarding real-time desk operations to help ensure compliance . + Position will be on a rotating shift that will require the… more
- HUB International (Chicago, IL)
- …client service, Risk Services, and Claims Consulting) as well as our external trading partners. + Provides leadership of team in negotiating terms, conditions, and ... Makes appropriate recommendations to clients in response to those changes independent of manager approval. + Leads all aspects of client service for the Middle… more