- BP Americas, Inc. (New York, NY)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... Responsibilities: ** + The position reports to the Senior Compliance Manager and is primarily responsible for...regulations and bp policies and procedures. + Conduct proactive compliance risk assessments and reviews of trading … more
- Bloomberg (New York, NY)
- Electronic Trading Sales (ETS) Account Manager , Enterprise Sales - Bloomberg Financial Solutions **New York, NY** Posted Apr 12, 2024 - Requisition No. 124540 ... understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor competitive landscape… more
- Clearway Energy (Denver, CO)
- ** Manager , Power Trading Analytics** at Clearway...Work closely with the Director of Risk to ensure compliance and adherence to the risk policies. + Lead ... Colorado, United States **What The Role Is** Reporting to the Director of Energy Trading and Optimization, the ** Manager , Power Trading Analytics** will… more
- Wells Fargo (St. Louis, MO)
- …this role:** Wells Fargo is seeking a Trading Plans & Executive Trading Manager in the Executive Services product area within Investment Products Group ... + Collaborate and communicate with all levels, including legal, compliance , risk, trading , and technology + Familiarity with securities laws and regulations,… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading , some ... and market structure preferred * Significant experience in providing legal, regulatory or compliance advice to Electronic Trading Business * Strong knowledge of… more
- JPMorgan Chase (Brooklyn, NY)
- **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank** The ... Services, which provides accounting and administration services along with post trade compliance and portfolio reporting; and Liquidity & Trading Services which… more
- Citigroup (New York, NY)
- This role is specifically to perform Business Execution activities for the Counterparty Trading & Risk (CTR) team which is a cross product global business including ... XVA Trading , In-Business Risk Credit Risk Mgmt and Capital Advancement....and multiple partners in Market Risk, MQA, IT, Finance, Compliance and others. The Business Execution team for CTR… more
- WM (Houston, TX)
- …Summary** Recognized across the organization for commercial Natural Gas/RNG marketing/ trading expertise with experience across multiple commodities. Prior experience ... Gas/RNG and renewable credit transactions. + Leads a small team of marketing/ trading employees. Responsible for coaching, directing and motivating them to be… more
- Portland General Electric (Tualatin, OR)
- …business to elicit, document, analyze and validate requirements for new energy trading and risk systems and enhancement of existing systems. Analyzes business ... Requires in-depth knowledge and experience working in an Energy, Commodity, or Financial Trading and Risk organization. + Experience working with a Energy Trading… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be responsible for ... management capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -** In partnership… more
- Robert Half Finance & Accounting (Greenwich, CT)
- Description Indirect Tax Manager - Energy Trading Our client a commodity focused hedge fund that trades Nat Gas / power, and crude / refined products is adding ... an Indirect Tax professional. This Manager level role joins and established team, and will...the GC. The core fucus is on state registration, compliance , and refining processes and controls. The firm has… more
- Charles Schwab (Lone Tree, CO)
- …Support the resolution of trade errors, escalations, and exceptions + Work with Trading , Investment Guidelines Oversight, and Compliance to build and maintain ... areas of improvement to better align order generation with desired Portfolio Manager outcomes. + Perform daily/weekly/monthly checks to review accounts for cash and… more
- JPMorgan Chase (New York, NY)
- North America Credit Trading acts as a market maker in corporate credit products to the largest asset manager and investor clients. **Job Summary:** As an ... risk and P/L are correctly captured on T, partners in other groups ( Compliance , Market Risk, Product Control) are alerted to any potential concerns + Post-Trade:… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... compliance support for equities and fixed income securities trading and sales businesses by advising on the application...procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + Serve as technical liaison for… more
- Scotiabank (New York, NY)
- Manager , Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... the meetings as assigned. + Assist with online and in-person compliance training for sales and trading staff and related support personnel. + Review and provide… more
- NextEra Energy (Juno Beach, FL)
- …right thing, and respect Qualifications: + Proven success on a leading power and gas trading floor as a risk manager and/or product controller or closely related ... **Market Risk Manager ** **Date:** Apr 29, 2024 **Location(s):** Juno Beach,...portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Manager , Compliance Testing leads and ... trading desk and portfolio implementation team on all trading issues ACA/Code of Ethics Compliance : +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Austin Energy (Austin, TX)
- …settlements, counterparty credit risk, electric market rules, hedge program reporting, and trading policy compliance . Working with Austin Energy provides a ... Position Information Posting Title Risk Control Program Manager (Mid Office) Job Requisition Number AE503684 Position...and other interested parties on the state of energy trading and risk management program compliance , performance,… more
- Love's Travel Stops & Country Stores (Houston, TX)
- …surveillance and compliance programs. **MAJOR RESPONSIBILITIES:** + Work closely with trading , legal, risk, and accounting to ensure compliance with laws and ... and report alerts from internal compliance systems/solutions + Lead internal compliance investigations and reviews of trading activity + In partnership with… more