- MUFG (Los Angeles, CA)
- …seeking a Client Service Officer to act as the point of contact for Transaction Banking 's top external and internal customers. You will receive inquiries from ... cause analysis. - Act as a dedicated client service support and handle complex transaction queries. - Identify ways to streamline workflows to mitigate risk. - Build… more
- JPMorgan Chase (Jersey City, NJ)
- …finance and working capital finance + Solid understanding of credit execution, transaction management and banking processes + Decision-making capabilities and ... we are a leader in investment banking , consumer and small business banking , commercial banking , financial transaction processing and asset management. We… more
- JPMorgan Chase (Chicago, IL)
- …negotiations technology and best practices across the Firm. As a Commercial Banking Payments Negotiation Attorney - Vice President, Assistant General Counsel ... we are a leader in investment banking , consumer and small business banking , commercial banking , financial transaction processing and asset management. We… more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. In investment banking we offer financial and advisory solutions that support critical strategic events in ... a highly motivated and extremely active team, as a Vice President supporting the Healthcare / BioPharma sectors. The...BioPharma sectors. The group is part of the Investment Banking Coverage department within Global Banking . Here's… more
- JPMorgan Chase (New York, NY)
- …we are a leader in investment banking , consumer and small business banking , commercial banking , financial transaction processing and asset management. We ... a Portfolio Banker on the Multinational Corporations, Middle Market Banking team, you will be the primary banker for...+ Oversee, escalate and resolve issues, including any AML-identified compliance issues, as well as any reputational or negative… more
- JPMorgan Chase (Chicago, IL)
- …we are a leader in investment banking , consumer and small business banking , commercial banking , financial transaction processing and asset management. We ... the reporting and control oversight of financial information related to our Commercial Banking business. As a Commercial Banking Product Controller in our… more
- JPMorgan Chase (Plano, TX)
- …we are a leader in investment banking , consumer and small business banking , commercial banking , financial transaction processing and asset management. We ... stakeholders, business management, other control groups (ie risk management, compliance , fraud prevention), external auditors, and regulators, establishing strong… more
- MUFG (Tampa, FL)
- …audit administration activities and project deliverables within the Corporate and Investment Banking and Transaction Banking domains **_Management or ... Supervision:_** No **_Major Responsibilities:_** + Maintain compliance with audit methodology, while also operating within industry best practices, applicable… more
- JPMorgan Chase (New York, NY)
- …we are a leader in investment banking , consumer and small business banking , commercial banking , financial transaction processing and asset management. We ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...manages regulatory exams and ongoing monitoring activities. As a Vice President in this role, you will be a… more
- JPMorgan Chase (Jersey City, NJ)
- …to the Firmwide Compliance risk Assessment Program Lead. As a Firmwide Compliance Risk Assessment Program Support Vice President within the JPMorgan Chase ... multiple team members to support the execution of the Compliance Risk Assessment (CRA) Program. This high-profile role involves...in investment banking , consumer and small business banking , commercial banking , financial transaction … more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead - Vice President on the Compliance , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...in investment banking , consumer and small business banking , commercial banking , financial transaction … more
- Morgan Stanley (New York, NY)
- …other Morgan Stanley sponsored benefit programs. **Job:** **Other* **Title:** *Volcker Compliance Officer ( Vice President)* **Location:** *New York-New York* ... global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The Firm's employees… more
- TD Bank (New York, NY)
- …and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., ... more specific details for this role **Job Description:** This Vice President - Compliance Monitoring and Testing...off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and… more
- TD Bank (New York, NY)
- …and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., ... details for this role **Job Description:** **Preferred Qualifications:** We are seeking a Vice President, Fixed Income Compliance Advisory to join TD Securities… more
- JPMorgan Chase (Columbus, OH)
- …State and Local Income Tax. As a State & Local Income Tax - Corporate Compliance , Vice President within our corporate team, you will be responsible for preparing ... you to work in the Corporate Tax & Tax Compliance team to partner with the Business to provide...in investment banking , consumer and small business banking , commercial banking , financial transaction … more
- Santander US (New York, NY)
- …+ Between 1-3+ years for the Associate level or between 3-7+ years for the Vice President level of experience in commercial banking or finance industry with ... Associate or Vice President, Tax Equity New York, United States...Structured Finance under SCIB and is primarily responsible for transaction origination and distribution/syndication of Tax Equity products and… more
- JPMorgan Chase (San Francisco, CA)
- …legal and regulatory obligations. + Chaperone communications between Research and Investment Banking to ensure compliance with the Research Settlement. + Provide ... Skills** + 3+ years of relevant Control Room or Banking /Research Compliance experience. + Ability to work...in investment banking , consumer and small business banking , commercial banking , financial transaction … more
- JPMorgan Chase (Wilmington, DE)
- …required. + 5+ years banking experience and 5 years of experience in Compliance , Legal, Risk, Controls, or Audit. + Excellent decision maker with the ability to ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...in investment banking , consumer and small business banking , commercial banking , financial transaction … more
- MUFG (Mulga, AL)
- …in the following areas: - + **AML Investigation** - ensures processing of transaction monitoring alerts and escalations are performed on timely basis and accurately ... the Bank. + Supports Regulatory Review / Audit / Compliance Testing and Issue Management framework in a timely...Applicant must have a recognized Degree in Finance and Banking , Accounting, Business Administration, Economics or its equivalent from… more
- JPMorgan Chase (Houston, TX)
- …challenging the status quo and striving to be best-in-class. As a Credit Risk Vice President within the Corporate Client Banking & Specialized Industries - Oil ... As part of Risk Management and Compliance , you are at the center of keeping...in investment banking , consumer and small business banking , commercial banking , financial transaction … more