• Trade Surveillance Associate

    Hold Brothers (New York, NY)
    The Trade Surveillance Associate monitors assigned products and markets in conducting surveillance of order and trade activities of the firm, identifying ... activity that could adversely affect Hold Brothers Capital. The associate conducts routine review and investigations of unusual market...and to other members of the department. + Conduct transaction surveillance of Equity business units in… more
    Hold Brothers (05/05/24)
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  • Transaction Analyst- Days

    Geisinger (Wilkes-Barre, PA)
    …experience may be a combination of related work experience and degree obtained ( Associate 's Degree = 2 years; Bachelor's Degree = 4 years). Position Details Benefits ... a Strongline Alert Notification system worn by our staff, robust camera surveillance system, metal detectors at certain locations and security guards/K9 program on… more
    Geisinger (04/17/24)
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  • Private Placements Associate

    Guardian Life (New York, NY)
    The Private Placements Associate provides support to the Private Placement team through various quantitative and qualitative analyses, as well as document ... preparation and evaluation for both new transaction opportunities and portfolio monitoring, principally for the corporate...: Assist more senior staff in active management and surveillance of a portfolio of private placement debt investments.… more
    Guardian Life (04/18/24)
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  • Research Supervision Associate

    TD Bank (New York, NY)
    …to analyst conflicts of interest, firm revenue and business activities. + Email surveillance and social media review. + Tracking of mandatory training, vacation and ... Bachelor's degree and 0-3 years relevant experience + Compliance/Personal Trading/email surveillance experience a plus + Excellent verbal and written communication… more
    TD Bank (05/03/24)
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  • Technical Project Manager - Associate

    JPMorgan Chase (Columbus, OH)
    …through access control, intrusion detection, alarm monitoring, and video surveillance technologies. They are responsible for the overall design, installation, ... investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more
    JPMorgan Chase (05/04/24)
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  • AVP, Risk Testing Lead

    Synchrony (Stamford, CT)
    …**Role Summary/Purpose:** This position is responsible for conducting control and transaction testing activities of Synchrony Bank ('SYB') and Synchrony Financial ... line assurance process that, together with 1st line business surveillance and 3rd line independent audit, make up the...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
    Synchrony (05/04/24)
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  • Security Officer

    JPMorgan Chase (New York, NY)
    …hazards and conduct alarm management and emergency response + Conduct Counter Surveillance + Defusing and de-escalating difficult situations + Conduct Special event ... Customer and Client focus + Training in fire safety and crime prevention + Associate degree, or US Military background with honorable discharge, AND a minimum of… more
    JPMorgan Chase (05/04/24)
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  • Senior Manager - Financial Crimes Systems…

    Edward Jones (Tempe, AZ)
    …assurance controls to ensure system effectiveness. + Coordinate tuning of existing surveillance scenarios + Maintain a roadmap of new scenarios for potential ... education, and other relevant factors for a potential new associate : Hiring Minimum: $113810 Hiring Maximum: $193785 **Skills/Requirements** Position Requirements:… more
    Edward Jones (04/21/24)
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