- Mizuho Corporate Bank (New York, NY)
- …of the role, needs of your department, as well as local laws and regulatory obligations . Company Overview Mizuho Americas is the fastest growing region within ... and reporting requirements. Demonstrated experience in refining governance and compensating controls within a regulatory reporting context. Prior experience with… more
- Mizuho Corporate Bank (New York, NY)
- …nature of the role, needs of your department, as well as local laws and regulatory obligations . Company Overview Mizuho Financial Group, Inc. is the 15th largest ... periodic and on-going assessments of the accuracy, completeness and timeliness of financial regulatory reports submitted to the US regulators. The Unit also… more
- Jack Henry & Associates (Charlotte, NC)
- … guidance through the life cycle of product development, + interpreting regulatory obligations consistent with Jack Henry's risk tolerance, advising on ... of digital banking and payments. We hope you'll join us . We can't do it without you. We are...Drafting and advising on policies, processes, systems, and internal controls necessary to ensure compliance with regulatory … more
- AON (Chicago, IL)
- …promote AIUSA's growth and development while helping employees and AIUSA meet its regulatory obligations , and more broadly, to preserve and enhance our ... (Form ADV, Form PF, NFA QRP, etc.) + Evaluate controls and identify potential areas of compliance vulnerability and...and development while helping employees and AIUSA meet its regulatory obligations , and more broadly, to preserve… more
- CIBC (New York, NY)
- …World Markets Corp. as well as adherence to internal policies and standards (" regulatory obligations ") + Develop, perform and document risk-based test objectives ... designed to evaluate the design and effectiveness of business controls established to ensure adherence with US ...to evaluate the company's adherence to the regulatory obligations + Lead and execute assigned… more
- Citigroup (Tampa, FL)
- …providing overall second line credible challenge, governance and oversight of the regulatory obligations associated with suspicious activity reporting , client ... **Job Family:** AML Core **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $113,840.00 -… more
- Robert Half Finance & Accounting (Baltimore, MD)
- …vendors to verify compliance with contractual requirements, security standards, and regulatory obligations . + Provide regular reporting and updates to ... US job openings must be legally authorized to work in the United States . Benefits are available to contract/temporary professionals, including medical,… more
- Janus Henderson Investors (Denver, CO)
- …development services + Continuing education courses You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity ... Why work for us ? A career at Janus Henderson is more...this position. You will be expected to understand the regulatory obligations of the firm, and abide… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … activities, identifies data integrity issues and performance concerns while ensuring regulatory obligations are being met. * Assigns, monitors and reviews ... the work of associates. * Leads meetings to determine the Firm's regulatory obligations regarding U4 amendments and 4530 complaint and settlement reporting. *… more
- Western Union (New York, NY)
- … controls which would be required to ensure that Western Union meets its regulatory obligations in the jurisdictions in which we operate, as well as our ... + Strong working knowledge of AB&C laws, regulations and regulatory requirements, in particular US FCPA and...interview process or in an offer of employment. Your United States - Specific Benefits Include +… more
- Mizuho Corporate Bank (New York, NY)
- …Bachelor's degree; master's degree desired + Strong knowledge of the legal and regulatory obligations applicable to money laundering and sanctions + Excellent ... Work with IT to establish and monitor data quality controls between point of exchange systems and our AML...of your department, as well as local laws and regulatory obligations . Company Overview Mizuho Financial Group,… more
- University of Washington (Seattle, WA)
- …serve a critical role by ensuring UW research complies with legal and regulatory obligations related to research security, including compliance with National ... Security Presidential Memorandum-33 requirements, export control regulations, and all relevant University policies. Reporting to the Sr Associate Vice Provost for… more
- SMBC (New York, NY)
- …Create a disciplined remedial management process to workout loans taking into account regulatory obligations . Create a set of procedures for every stage of ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...and risk levels, to workout loans taking into account regulatory obligations . Compare actual workout results against… more
- MUFG (New York, NY)
- …industry trends to facilitate and enable QC review + Maintain working knowledge of all regulatory obligations and be able to relate them to MUFG standards and ... environments. + Strong understanding of credit processes and systematic controls + Understanding of examination techniques, including control procedures,… more
- Amazon (Arlington, VA)
- …collaboration with Kuiper design teams to optimize the satellite architecture and meet its regulatory obligations . We are open to hiring candidates to work out ... responsibilities In this role, you will work within the Regulatory Analysis and Systems Engineering team to: 1. Develop...control laws and regulations, candidates must be a US citizen or national, US permanent resident… more
- NiSource (Gahanna, OH)
- …system + Demonstrated understanding of regulated gas distribution compliance and regulatory obligations + Direct experience working across departments in ... communication with the implementation of OQ programs in all states , with particular emphasis on OQ program transitions (enhanced...Compliance as a subject matter expert in support of regulatory filings and proceedings at state and federal level.… more
- Citigroup (Tampa, FL)
- …Interface directly with regulators and oversee development of all reporting against regulatory obligations . This includes, actively participating in and driving ... Family:** Project Management **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $170,000.00… more
- Janus Henderson Investors (Denver, CO)
- Why work for us ? A career at Janus Henderson is more...education courses You will be expected to understand the regulatory obligations of the firm and abide ... business. The audits will evaluate the effectiveness of the controls and make recommendations for their improvement. Topics include...this position. You will be expected to understand the regulatory obligations of the firm, and abide… more
- Janus Henderson Investors (Denver, CO)
- Why work for us ? A career at Janus Henderson is more...education courses You will be expected to understand the regulatory obligations of the firm and abide ... business. The audits will evaluate the effectiveness of the controls and make recommendations for their improvement. Topics include...this position. You will be expected to understand the regulatory obligations of the firm, and abide… more
- MUFG (Irving, TX)
- …oversee all financial crimes risk assessment activities within the Globe, Americas, and United States . Responsibilities include: + Advising on and supporting the ... process, supporting execution of the annual Global, Americas and US Financial Crimes Risk Assessments for AML, Sanctions, and...the Risk Assessments, + Driving remediation activities, + Meeting regulatory obligations , + Data Analysis, + Report… more