- Citigroup (Tampa, FL)
- The VP , AML Compliance Officer is responsible for oversight and the execution of the Management Control Assessment (MCA) program for CRIU and other ... management, Records Management, Third Party Management, Cross Border, and Data Privacy. The VP , AML Compliance Officer will also assist to ensure policy… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC is looking to hire a Compliance Training Vice President who will report to the Director of ... Financial Crimes Compliance Training. The Training VP assists with...training dashboard for accurate reporting to Head of FCC Compliance , BSA/ AML Officer , Senior Management… more
- JPMorgan Chase (Plano, TX)
- …high-quality deliverables under tight deadlines + Minimum of 7-10 years' experience in AML /KYC, Compliance , Risk or Audit. + Knowledge of the regulatory ... The Wholesale KYC Organization (WKO) AML /KYC Policy Management team, a division of the...across the global firmwide KYC program with Corporate LOB Compliance , Corporate Exam Management, Internal Audit, CB and CIB… more
- SMBC (Sacramento, CA)
- …customers and affiliated parties related alerts. + Ensures completion of requests from BSA/ AML /OFAC Compliance Officer in relation to conditional approvals ... involved in performing assignments in the absence of the VP and ensures compliance in accordance with... compliance with all regulatory practices outlined by Compliance Department of Americas Division (CPAD), BSA/ AML /OFAC… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- Citigroup (New York, NY)
- …of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides global oversight ... Solutions PDS Head ("Business Head") in managing and mitigating operational, compliance and regulatory risks, and executing risk and control responsibilities for… more
- JPMorgan Chase (New York, NY)
- …of the firm to clients. + Oversee, escalate and resolve issues, including any AML -identified compliance issues, as well as any reputational or negative media ... MMBSI management and the appropriate escalation forum. Supporting KYC officer in completion of AML /KYC due diligence...forum. Supporting KYC officer in completion of AML /KYC due diligence including approving DDF forms that reflect… more
- Banc of California (Phoenix, AZ)
- …+ Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- JPMorgan Chase (New York, NY)
- …Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product specific KYC and ... AML requirements for Clients and transactions. Coordinate the launch...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible… more
- ManpowerGroup (New York, NY)
- …tasks. 2Ensures compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/ AML /OFAC and adherence to Bank policies and procedures. ... lead for the process in their department reporting into VP . Ongoing, assists the VP with day-to-day...of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory, or QC related… more