- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... coordination with the Audit team. The overall objective is to utilize in-depth...subject matter expertise to ensure that the firm meets audit standards and regulations and to work with business… more
- Morgan Stanley (New York, NY)
- …workforce (M/F/Disability/Vet). **Job:** ** Wealth Management* **Title:** *[REMOTE] Residential Mortgage Vice President , Manager of Business Control Team* ... The Business Control Unit Manager will be a member of the Home...Audit , Legal, Operational Risk, Financial Control Group, Technology, Wealth Management Operations as well as, Home Loans management… more
- Morgan Stanley (Geneva, IL)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *Assistant Vice President Field Operational Risk Officer* **Location:** ... conducts its business through three principal business segments-Institutional Securities, Global Wealth Management via Wealth Management (WM), and Asset… more
- Morgan Stanley (Alpharetta, GA)
- …Economics, or Finance. **Job:** **Risk Management* **Title:** *Senior Regulatory Officer- Vice President * **Location:** *Georgia-Alpharetta* **Requisition ID:** ... its business through three principal business segments. Institutional Securities, Wealth Management (WM), and Investment Management. The Firm's employees serve… more
- Citigroup (New York, NY)
- …for products spanning investment banking, commercial real estate, trade services, wealth management / private banking, and commercial loans. Within the broader ... metric performance results and other updates + Own the remediation of Internal Audit and Regulatory related Exception Framework issues. + Own / manage the execution… more
- BMO Financial Group (San Francisco, CA)
- We are seeking a Director-level Senior Relationship manager in our Diversified Industries Group primarily covering the East Bay Market in the San Francisco Bay Area. ... the integrated BMO OneClient focus across all lines of business including Wealth , Retail, Small Business, and Capital Markets. Facilitates growth initiatives for the… more
- Citigroup (Tampa, FL)
- …designed and sustainably implemented to pass validation from both Internal Audit and a regulatory perspective. HR Controls - Business/Function Quality Control ... control (QC) of HR consent order milestones. The ideal candidate will have audit , risk, controls, compliance and or regulatory experience, be proactive, able to deal… more