- BlackRock (Atlanta, GA)
- …with regulatory requirements and applicable BlackRock policies and procedures relating to 1940 Act products. The individual will provide compliance support to ... autonomously. **Responsibilities** + Assist in development of compliance program for 1940 Act funds, including providing support for new product development and… more
- JPMorgan Chase (Chicago, IL)
- …on interesting and complex legal matters. As a Securities Services ERISA Attorney - Vice President , Assistant General Counsel on our Security Services team, you ... intensive businesses + Familiarity with US securities laws, ERISA, Investment Company Act of 1940 , Investment Advisers Act of 1940 and/or US… more
- Morgan Stanley (New York, NY)
- …across the firm and covers a variety of vehicle structures (eg 1940 Act open-end/closed-end funds, exchange traded funds, limited partnerships, collective ... a plus. *_Wage Transparency Statement:_* Expected base pay rates for a Vice President is between $150,000 and $175,000 at the commencement of employment.… more
- Aristotle Capital Management (Newport Beach, CA)
- …on research, investment management and client success. We are currently seeking a Vice President , Investment Performance & Analytics to join our team. The ... Each is an independent investment adviser separately registered under the Investment Advisers Act of 1940 , as amended. Registration does not imply a certain… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley Wealth Management's Legal and Compliance Division is seeking to hire a Vice President to join a team providing legal coverage for Wealth ... and interpreting statutes, rules, and regulations, such as the Investment Company Act of 1940 , Investment Advisers Act of 1940 , Securities Exchange… more
- Red Lobster (Greenville, SC)
- …certain state or local laws. Please inform the General Manager, Director of Operations, Vice President of Operations or Employee Relations if you need to discuss ... members with unplanned expenses in times of great need. You give back to the community . Our RL Shares program donates millions of pounds of food to Food Banks and… more