• Vice President , Compliance

    Massachusetts Institute of Technology (Cambridge, MA)
    Vice President , Compliance and Risk, MIT Federal Credit Union (MITFCU) + Job Number: 23881 + Functional Area: Credit Union + Department: Credit Union + ... AM - 5:00 PM Email a Friend Save Save Apply Now Job Description VICE PRESIDENT , COMPLIANCE AND RISK, MIT Federal Credit Union (MITFCU), to be responsible… more
    Massachusetts Institute of Technology (03/29/24)
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  • Vice President , PAC…

    FleishmanHillard (Washington, DC)
    DDC Public Affairs is seeking a ** Vice President , Compliance ** to join our PAC Services team. The ideal candidate will work closely with multiple, complex ... a consultative role and as a subject matter expert providing both compliance and application support. **Duties/Responsibilities:** + Serve as PAC administrator for… more
    FleishmanHillard (03/13/24)
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  • Vice President , Corporate…

    SMBC (New York, NY)
    …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") ... role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in...team leader and will assist in managing a comprehensive compliance risk assessment framework to ensure the applicable regulatory… more
    SMBC (04/11/24)
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  • Vice President - Fixed Income…

    TD Bank (New York, NY)
    …details for this role **Job Description:** **Preferred Qualifications:** We are seeking a Vice President , Fixed Income Compliance Advisory to join TD ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is...Securities in NYC. The ideal candidate must have compliance advisory experience, supporting fixed income business lines and… more
    TD Bank (05/03/24)
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  • Vice President Swap Dealer…

    HSBC (New York, NY)
    Compliance , but is expected to act with a great deal of autonomy. As our Vice President Swap Dealer Compliance you will: + Interact with and advise ... and the planet we all share. The Swap Dealer Compliance Officer will have responsibility for advising business and...dealer and security-based swap dealer regulations. The Swap Dealer Compliance team is part of the MSS Compliance more
    HSBC (05/01/24)
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  • Assistant Vice President , Air…

    WSP USA (San Jose, CA)
    …diverse teammates from across the globe. **This Opportunity** WSP is seeking an **Assistant Vice President , Air Permitting and Compliance ** that can be based ... and Oakland** . This individual will participate in air permitting and compliance projects and business developments efforts throughout the Pacific Region. **Your… more
    WSP USA (05/01/24)
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  • Equity Sales and Trading Compliance

    Morgan Stanley (New York, NY)
    …benefit programs. **Job:** ** Compliance * **Title:** *Equity Sales and Trading Compliance Vice President * **Location:** *New York-New York* **Requisition ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...the firm's businesses. Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk… more
    Morgan Stanley (03/01/24)
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  • State & Local Income Tax - Corporate…

    JPMorgan Chase (Columbus, OH)
    … of State and Local Income Tax. As a State & Local Income Tax - Corporate Compliance , Vice President within our corporate team, you will be responsible for ... you to work in the Corporate Tax & Tax Compliance team to partner with the Business to provide...and local income tax, with a focus on corporate compliance . **Job Responsibilities** + Prepare and review state income… more
    JPMorgan Chase (03/02/24)
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  • Assistant Vice President

    Colorado State University (Fort Collins, CO)
    Posting Detail Information Working TitleAssistant Vice President for Research Integrity and Compliance Position LocationFort Collins, CO Work ... (MT) on05/20/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has...of the OVPR leadership team. This position oversees key compliance and research integrity activities in support of the… more
    Colorado State University (04/30/24)
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  • Vice President , Compliance

    Centene Corporation (Columbia, SC)
    …changes everything for our 28 million members. **Position Purpose:** Ensure regulatory compliance with state and other government agencies related to the health ... subsidiaries. + Ensure business unit and Centene Corporate are in compliance with state and federal program regulations, insurance regulations, regulatory… more
    Centene Corporation (04/11/24)
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  • Assistant Vice President

    MUFG (Mulga, AL)
    …documents consistently across the Bank. + Supports Regulatory Review / Audit / Compliance Testing and Issue Management framework in a timely manner to ensure that ... per internal policy and standards. + Supports Regulatory Review / Audit / Compliance Testing and Issue Management framework in a timely manner to ensure that… more
    MUFG (04/19/24)
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  • Compliance Training Vice

    SMBC (Jersey City, NJ)
    …portfolio of benefits to its employees. **Role Description** SMBC is looking to hire a Compliance Training Vice President who will report to the Director of ... Financial Crimes Compliance Training. The Training VP assists with the execution...VP assists with the execution of the Financial Crimes Compliance (FCC) training program for SMBC America's Division (AD).… more
    SMBC (02/21/24)
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  • Assistant Vice President

    Federal Reserve System (Minneapolis, MN)
    …ethics and integrity? As an Assistant Vice President / Vice President (AVP/VP) of Enterprise Risk and Compliance , you will be responsible for the ... and Compliance Division and report directly to the Senior Vice President (SVP). Responsibilities include: + Oversee the Bank's effort to establish/mature the… more
    Federal Reserve System (04/20/24)
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  • Vice President , 1940 Act…

    BlackRock (Atlanta, GA)
    **About this role** **The team** The Funds compliance team oversees the compliance program for BlackRock's US registered product line up, which includes ETFs, ... highly motivated professional to serve as a member of Compliance team. This individual will be able to effectively...team. This individual will be able to effectively manage compliance risk and help ensure compliance with… more
    BlackRock (04/11/24)
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  • Vice President , US Marketing…

    BlackRock (New York, NY)
    **About this role** **Business Unit Overview:** BlackRock's Compliance Department protects BlackRock's reputation and provides client focused advice. It understands ... to champion our clients' interests; + Collaborating with the business to position Compliance centrally into their daily work; + Having client interests at the center… more
    BlackRock (04/03/24)
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  • Vice President , Corporate Accounts

    Terumo Medical Corporation (Somerset, NJ)
    …developing key relationships in customer accounts as it relates to contracting and compliance . Vice President , Corporate Accounts will develop and support ... Vice President , Corporate Accounts Date: Apr... Vice President , Corporate Accounts Date: Apr 12, 2024 Req...strategy that delivers a high level of impact and compliance with customers, ultimately leading to the strong financial… more
    Terumo Medical Corporation (04/17/24)
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  • Compliance Officer - Corporate Function…

    MUFG (Irving, TX)
    …businesses or corporate functions. Execute responsibilities identified in compliance risk management framework (CRMF) governance requirements. This includes ... but is not limited to monitoring of compliance risk, managing or overseeing compliance issues and identifying compliance weakness by reviewing products,… more
    MUFG (05/02/24)
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  • Vice President , Chief Risk…

    Qualcomm (San Diego, CA)
    …Summary:** **ROLE SUMMARY:** Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal background to oversee the continuous ... improvement, development, implementation, and enforcement of Qualcomm's compliance program, including policies, procedures, and controls to prevent, detect, and… more
    Qualcomm (02/22/24)
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  • Compliance Monitoring & Testing - Swap…

    SMBC (New York, NY)
    …offers a competitive portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer ... Compliance Monitoring & Testing (M&T). The VP is responsible...Serves as the examiner-in-charge responsible for all facets of compliance M&T engagements. + Assists in the development and… more
    SMBC (03/23/24)
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  • Associate Vice President

    Brown University (Providence, RI)
    Job Description: The Associate Vice President for Institutional Equity, Accessibility and Compliance has direct oversight of and responsibility for ... valued and provided with opportunities to thrive. The Associate Vice President directly supervises the Title IX...Date: 2024-01-12 Job Posting Title: Associate Vice President for Institutional Equity, Accessibility and Compliance more
    Brown University (04/25/24)
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