- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** This Vice President - Compliance Monitoring and Testing role is a key member of ... Compliance Monitoring and Testing + Execute the annual Compliance testing and monitoring plan + Determine scope of reviews + Prepare cohesive workpapers… more
- SMBC (New York, NY)
- …**Qualifications and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + Able to work independently ... Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution of the M&T program.… more
- BlackRock (New York, NY)
- **About this role** Company: BlackRock Financial Management, Inc. Job Title: Vice President , Corporate Compliance Location: New York, NY Summary of duties: ... and HR systems. Design test scripts and conduct user acceptance testing to ensure the compliance system works as expected. Provide ad-hoc data analysis to assist… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") ... role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in...assessment process will be utilized to drive monitoring and testing initiatives and refocus resources as new emergent risks… more
- Bank of America (New York, NY)
- Vice President - Credit Risk Officer, Global Markets Credit New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... range of financial and physical assets. Within GMC, the Vice President will assist with the credit...Trend Analysis + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- MUFG (New York, NY)
- …risk. Control testing is an integral part of the bank's compliance with policies and standards, identifying whether controls are operating as intended to ... associated risk. **RESPONSIBILITIES** + Support the execution and documentation of ITGC testing for in-scope processes across technology and First Line of Defense… more
- State of New York Mortgage Agency (New York, NY)
- …Single Family unit reports to HCR's Homeownership and Community Development. Position Summary: The Vice President is a senior level position within the State of ... of the State's distressed communities and neighborhoods + Increase compliance with rent laws and regulations to protect the...located on leased land (aka mobile home parks). The Vice President position requires a visionary leader… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Vice President to cover the applications and system infrastructure supporting the US Bank Technology Audit team. In ... environment for risk management and governance. This is a Vice President level position within Technology Audit,...to prioritize coverage and align coverage strategy, scope of testing , and inspection techniques accordingly . Lead a wide… more
- CoStar Realty Information, Inc. (NY)
- Regional Vice President , CRE Lender Solutions Job Description CoStar Group (NASDAQ: CSGP) is a leading global provider of commercial and residential real estate ... rapid revenue growth, CoStar is looking for a **Regional Vice President , CRE Lender** . This position...start. Driving history must reflect responsible driving behavior and compliance with traffic laws. This position offers a base… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Cloud Security Architecture will be responsible for ensuring ... SMBC's Cloud infrastructures which is made up of Azure, AWS and GCP. The Vice President of Cloud Security Architecture focuses on implementing and engineering… more
- Santander US (New York, NY)
- Leveraged Finance, Credit Risk Quality Control- Vice President New York, United States of America The Quality - COO Vice President position operates ... Management on issues management identification and remediation. FLoD Operational Risk and Compliance testing may be required as applicable. **Qualifications:** +… more
- Morgan Stanley (New York, NY)
- …risk initiatives within Home Loans - Business Continuity Planning, Business Unit testing , Compliance Testing , Servicing Quality Control Oversight, HMDA ... activities required from the firm for Home Loans organization - Review 2nd Line Compliance testing and monitoring results - Perform root cause analysis and… more
- Citigroup (New York, NY)
- **Senior Vice President , Market Risk Management** The Finance Chief Risk Officer (Finance CRO) organization provides risk management oversight of the Global ... and it provides independent review and challenge to the first-line activities. Senior Vice President in the Non-Trading Market Risk Management group provides… more
- JPMorgan Chase (New York, NY)
- …such as Business Controls and Operational Risk on initiatives including surveillance, testing , and audits + Coordinate with Compliance colleagues covering ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Morgan Stanley (New York, NY)
- …or other related field * Minimum 3-5 years of experience in financial crimes/AML compliance testing , Audit or similar related QA/QC testing experience Skills ... #LI-AJ1 **Job:** **Wealth Management* **Title:** *Quality Control (KYC) - Assistant Vice President * **Location:** *New York-New York* **Requisition ID:**… more
- Morgan Stanley (New York, NY)
- …**Job:** **Development* **Title:** *Technology- Senior Java Developer- Non-Financial Risk- Vice President * **Location:** *New York-New York* **Requisition ID:** ... Controls Technology team delivers technology solutions to support several compliance functions including control group, monitoring of employee's electronic and… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Vice President in Risk Management and Compliance , you are at the center of keeping ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and challenge of requirements such as change management, user testing , data and controls review and other matters that… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you would be at the center ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...models related to Comprehensive Capital Analysis and Review stress testing as well as urrent Expected Credit Losses reserve… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Liquidity Risk Management division of Risk Management, you ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the governance and controls surrounding risk monitoring including, stress testing , various return measures and experience with development or… more
- Bank of America (New York, NY)
- Global Markets Credit - Hedge Funds Credit Risk Officer, Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** At ... Function * Risk monitoring: Undertake regular exposure analysis including internal stress testing and IM backtesting. Monitoring of performance and AUM flow data… more