- New York State Energy Research and Development Aut (New York, NY)
- …equitably from energy efficiency and renewable energy. Job Overview The Vice President , Legal and Regulatory Affairs will report directly to NYGB's ... Managing Director, Legal and Regulatory Affairs. The Vice President , Legal and Regulatory Affairs is charged with anticipating issues, evaluating… more
- JPMorgan Chase (New York, NY)
- …valuable regulatory insight. As a Wealth Management, Financial Products and Regulatory Attorney - Vice President , Assistant General Counsel within ... By joining the US Wealth Management Legal Department and supporting its associated functions, you will be a valued contributor, driving product development and… more
- JPMorgan Chase (New York, NY)
- …Management and Compliance that manages regulatory exams and ongoing monitoring activities. As a Vice President in this role, you will be a key member of the ... status quo and striving to be best-in-class. The Corporate & Investment Bank ("CIB") & Securities Regulatory Engagement team is a centralized resource within Risk… more
- Citigroup (New York, NY)
- …legal or other control-related function in the financial services firm, regulatory organization, or legal /consulting firm, or a combination thereof; ... officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and… more
- Citigroup (Queens, NY)
- The Senior Lead Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial ... responsibilities include preparation and analysis of the quarterly, semi-annual and annual Regulatory Reports required by FRB and OCC for Citigroup and Citibank… more
- Morgan Stanley (New York, NY)
- …three principal business segments-Institutional Securities, Wealth Management, and Asset Management. The Vice President position is with Morgan Stanley Bank, NA ... Banks) on the US Banks Vendor Program Management Team. The Vendor Program Management Vice President position is responsible for supporting the US Banks Vendor… more
- Morgan Stanley (New York, NY)
- …lines, legal entities and jurisdictions of operation. A Global bank seeks a Vice President to join the Volcker Central Office (VCO) in its Compliance ... sponsored benefit programs. **Job:** **Other* **Title:** *Volcker Compliance Officer ( Vice President )* **Location:** *New York-New York* **Requisition ID:**… more
- JPMorgan Chase (New York, NY)
- …you may be the perfect fit for our team. As a Credit Trading Attorney - Vice President , Assistant General Counsel within our Credit Trading Legal Team, you ... Bank more generally), and collaborates daily with banking, markets, regulatory and other lawyers across JPMorgan's legal ...markets, regulatory and other lawyers across JPMorgan's legal department, as well as compliance, risk, conflicts and… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are seeking a Vice President , Fixed Income Compliance Advisory to join TD Securities ... Primary Dealer activities and requirements + Significant experience in providing legal , regulatory or compliance advice to Fixed income sales and trading… more
- Santander US (New York, NY)
- Leveraged Finance, Credit Risk Quality Control- Vice President New York, United States of America The Quality - COO Vice President position operates ... global CIB clients to ensure adherence to internal credit standards and regulatory expectations. Periodic reviews will require (1) assessing that credit facility… more
- Morgan Stanley (New York, NY)
- …MBA, CFA a plus. *_Wage Transparency Statement:_* Expected base pay rates for a Vice President is between $150,000 and $175,000 at the commencement of ... **Job:** **Asset/Investment Management* **Title:** *Product Development - IM Management - Vice President * **Location:** *New York-New York* **Requisition ID:**… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... a comprehensive compliance risk assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to… more
- Bank of America (New York, NY)
- Vice President /Director - Healthcare - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a ... Join us! **Job Description:** We are seeking an experiencedVice President or Directorto join our industry-leadingGlobalHealthcare Investment Banking team. As… more
- JPMorgan Chase (New York, NY)
- …exchange risk, funding, liquidity, and capital, while growing shareholder value. As a Vice President in the Treasury and Chief Investment Office, you will ... the liquidity forecast, limits, and indicators for firm-wide and legal entities + Liaising with US regulatory ...and legal entities + Liaising with US regulatory agencies on liquidity reviews, exams, and regulatory… more
- Pfizer (New York, NY)
- **ROLE SUMMARY** The Vice President for Global Markets is responsible for shaping and advocating for Pfizer's public policy positions and priorities in markets ... or other value received, generally for public disclosure. Subject to further legal review and statutory or regulatory clarification, which Pfizer intends… more
- Bank of America (New York, NY)
- Global Markets Credit - Hedge Funds Credit Risk Officer, Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** At ... to Top of House (TOH) and Line of Business (LOB) specific reports or regulatory related reporting. Responsible for all aspects of the credit management of Hedge… more
- JPMorgan Chase (New York, NY)
- …within JPMorgan Asset Management. **Job Summary** The US Product Implementation Manager Vice President will partner and interface with senior stakeholders across ... Portfolio Management, Legal , Compliance, Operations, Development, Administration, ETF Platform and Technology as well as internal and third-party vendors that… more
- JPMorgan Chase (New York, NY)
- …centers, minimize transaction costs and maintain anonymity for our clients. **Job Summary** As a Vice President on the ECS team, you will be a key player on ... trading product spectrum. + Partner with business analysts, core technology, legal /compliance, operations, and sales and trading teams to ensure product… more
- Morgan Stanley (New York, NY)
- …**Asset/Investment Management* **Title:** *MSIM Investment Management Agreements Specialist - Vice President * **Location:** *New York-New York* **Requisition ... in the first-line responsible for designing and implementing solutions to manage legal and other risks for supported business areas. *Primary Responsibilities* The… more
- Morgan Stanley (New York, NY)
- …workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *[REMOTE] Residential Mortgage Vice President , Manager of Business Control Team* ... point of contact with our Control partners including Compliance, Audit, Legal , Operational Risk, Financial Control Group, Technology, Wealth Management Operations as… more