- Tradeweb (New York, NY)
- Tradeweb is seeking a Vice President , SEC Reporting to join our best-in-class SEC Reporting department in New York City. This role will report into the ... Director of SEC Reporting and be responsible for the preparation of...earnings presentations, investor presentations, monthly activity reports, etc.). The SEC Reporting group is also responsible for managing the… more
- Morgan Stanley (New York, NY)
- …benefit programs. **Job:** **Compliance* **Title:** *Equity Sales and Trading Compliance Vice President * **Location:** *New York-New York* **Requisition ID:** ... support to traders, sales traders, supervisors, Risk and IT on regulatory rules: SEC Regulations - Reg NMS, Reg SHO, Consolidated Audit Trai (CAT), FINRA Rules,… more
- Sharp Electronics Corporation (Montvale, NJ)
- …to the President of Sharp Home Electronics Company of America (SHCA), the Vice President (VP) of Product Marketing leads and oversees Sharp's US consumer ... expenditures in accordance with delegation of authority rules of SEC and Sharp Corporation. **General** + Serve as a...suppliers. + Host monthly review meetings with the SHCA president , reporting on all aspects of product marketing operations… more
- JPMorgan Chase (Brooklyn, NY)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Vice President in the Risk Controllers - Firmwide Allowance Lead team within ... Financial Officer to facilitate informed decision making. We are looking for a motivated Vice President to join the Allowance Controllers team as the Firmwide… more
- JPMorgan Chase (Brooklyn, NY)
- Join our dynamic External Reporting team as a Vice President and play a pivotal role in shaping the future of external filings to United States (US) regulators, ... with key stakeholders across various Lines of Business and Corporate functions. As a Vice President in the External Reporting team, you will be involved in… more
- JPMorgan Chase (Columbus, OH)
- …balance sheet usage and reporting. **Position Overview** As a Financial Analysis, Vice President on the Consumer and Community Banking Controller team, ... external auditors or regulatory authorities. This position supports the SEC and Regulatory Reporting function for the Consumer &...Proficient in Microsoft Excel - Required + Experience with SEC or Regulatory Reporting + Experience with SQL, ETL… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... Additionally, a functional knowledge of US securities/commodities laws and regulations ( SEC , CFTC, FINRA) is essential. **Role Objectives** + Provide subject matter… more
- JPMorgan Chase (New York, NY)
- …and striving to be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Vice President , you will effectively partner with Line of Business (LOB), ... covering syndicate trading. + Extensive knowledge of SRO and SEC rules and regulations relating to equity syndicate (ie... rules and regulations relating to equity syndicate (ie SEC Regulation M and FINRA Rules 5130, 5131, 5190,… more
- JPMorgan Chase (Chicago, IL)
- As an Vice President on the External Reporting Controllers within Internal Controls & Data Analytics, you will assess high risk areas, perform data mining, and ... skills** + Comprehensive understanding of Wholesale Lending business + Knowledge of Regulatory/ SEC reporting, including but not limited to 10K, FR Y-14Q, Y-9C, CECL… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet). **Job:** **Finance* **Title:** *Investment Management (IM) Finance, Vice President * **Location:** *New York-New York* **Requisition ... footnotes and Management Discussion and Analysis (MD&A) disclosures for the Company's SEC filings * Responsible for timely close of business unit ledgers and… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. This position will report to a Vice President , Third-Party Manager for first line of defense TPRM. Third-Party ... with applicable rules and guidance impacting the TPRM program including OCC, FBR, FDIC, SEC , FFIEC, FINRA; in addition to other US regulators (eg, NY Department of… more
- JPMorgan Chase (Brooklyn, NY)
- …and Planning and Analysis (P&A). As a Planning and Analysis Earnings/Competitor Analysis Vice President within the Corporate Investment Banking (CIB) Earnings & ... the creation and validation of the CIB sections in the 10K/Q in partnership with SEC reporting as well as the Proxy Statement and CEO letters of the Annual Report… more
- Amentum (Chantilly, VA)
- …across defense, security and intelligence, energy and environmental cleanup. The **Senior Vice President , Investor Relations** reporting to the Chief Financial ... institutional investors, analysts, and other stakeholders. + In-depth knowledge of SEC regulations and compliance requirements. + Strategic thinker with the ability… more
- Bank of America (New York, NY)
- Associate/ Vice President : Emerging Markets Corporate Credit Research New York, New York **Job Description:** At Bank of America, we are guided by a common ... Build and maintainfinancial models usingcompany financial filings using local stock exchanges, SEC and company press releases. + Publish periodic reports on the… more
- FleishmanHillard (New York, NY)
- …biggest brands has an immediate opening for a hands-on, self-starting Senior Vice President with a background in corporate communications, investor relations, ... IR to develop Q&A to address any issues that might arise from SEC filings. **Qualifications** + 12+ years of integrated investor relations, financial communications,… more
- Citigroup (Tampa, FL)
- …closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning & Analysis and Capital ... + Work and partner with multiple areas across Citi, including Controllers, SEC Reporting, Treasury, Risk, Accounting Policy, Financial Planning and Analysis, Mergers… more
- Citigroup (New York, NY)
- …15c3-3; + Report financial results to senior management + Assist with the SEC & FINRA supplemental financial reporting + Liaison with regulatory examination teams ... business proposals **Qualifications:** + Must have working knowledge of SEC rules and regulations, primarily SEA Rule 15c3-1 and...15c3-3; + Minimum of 5-7 years experience in an SEC Regulatory capacity; + The ideal candidate should be… more
- Hold Brothers (New York, NY)
- …consolidated financial statements and related disclosures as required by GAAP and the SEC . Additionally, this position will monitor emerging SEC guidelines and ... knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC , and other agencies as required. + Demonstrated analytical skills… more
- Citigroup (Tampa, FL)
- …closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning & Analysis and Capital ... + Work and partner with multiple areas across Citi, including Controllers, SEC Reporting, Treasury, Risk, Accounting Policy, Financial Planning and Analysis, Mergers… more
- BlackRock (New York, NY)
- …of applicable rules and regulations, including FINRA Rule 2210 and the SEC Investment Adviser Marketing Rule. **Key Responsibilities:** This individual will be part ... distributed to institutional clients_ + _Experience in application of FINRA and SEC advertising rules_ + _Strong analytical skills_ + _Strong written and oral… more